DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Spring Mountain Capital, LP
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Pocceschi | Spring Mountain Capital, LP independent RIA | Stifel Capital Management, LLC other | Other | Feb 13, 2026 | Feb 4, 2026 |
| Michael Joseph Smith | Spring Mountain Capital, LP independent RIA | Stifel Capital Management, LLC other | Other | Feb 13, 2026 | Feb 11, 2026 |
| Veronica Gilmartin March | Spring Mountain Capital, LP other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 29, 2014 | Jan 30, 2017 (916 d) |
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3 moves match.