DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Shaker Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashley Nicole Arsena | Shaker Investments independent RIA | Cleveland Wealth, LLC independent RIA | RIA to RIA | Mar 3, 2026 | Mar 11, 2026 |
| Bradley James Wheeler | Shaker Investments independent RIA | Huntington Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Nov 24, 2025 |
| Douglas Hugh Thompson | Shaker Investments other | Manulife Investment Management (US) LLC other | Other | Oct 3, 2006 | Oct 26, 2011 (1849 d) |
| Donna Lynne Thrane | Shaker Investments other | Choreo, LLC independent RIA | Other | Jan 3, 2005 | Dec 5, 2018 (5084 d) |
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4 moves match.