DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vermillion Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Warren Hanson | Vermillion Financial Advisors, Inc. independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2025 | Jun 4, 2025 (36 d) |
| James Eugene Malinowski | Vermillion Financial Advisors, Inc. other | Comprehensive Capital Management, Inc. other | Other | Nov 19, 2008 | Apr 20, 2007 |
Page 1 of 1
2 moves match.