DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Heritage Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Michael Whitson | Heritage Advisory Services, Inc. other | Emerson Equity LLC other | Other | Jun 27, 2012 | Oct 3, 2019 (2654 d) |
| Todd Nathan Condiff | Heritage Advisory Services, Inc. other | Superior Retirement Strategies, LLC unclassified | Other | Mar 25, 2011 | Oct 16, 2012 (571 d) |
| Martin Andrew Gruszka | Heritage Advisory Services, Inc. other | Legacy Advisory Services, LLC independent RIA | Other | Apr 2, 2008 | Jun 24, 2008 (83 d) |
| Richard Stephen Wiedl | Heritage Advisory Services, Inc. other | Legacy Advisory Services, LLC independent RIA | Other | Feb 6, 2008 | Jun 24, 2008 (139 d) |
| Adam Varrenti | Heritage Advisory Services, Inc. other | Legacy Advisory Services, LLC independent RIA | Other | Feb 6, 2008 | Jun 24, 2008 (139 d) |
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5 moves match.