DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Schmidt Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Evan Todd Schmidt | Schmidt Financial Group, Inc. independent RIA | Schmidt Financial Management no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Mar 14, 2024 |
| Dominic Christian Hubert | Schmidt Financial Group, Inc. independent RIA | Schmidt Financial Management no RAUM | RIA to a newly registered adviser | Apr 2, 2024 | Mar 14, 2024 |
| Timothy Dean Griffith | Schmidt Financial Group, Inc. independent RIA | Wealthshield Partners, LLC independent RIA | RIA to RIA | Jul 15, 2020 | Dec 1, 2020 (139 d) |
| Ryan Kenneth Schmidt | Schmidt Financial Group, Inc. other | Palo Alto Wealth Advisors, LLC no RAUM | Other | Dec 31, 2016 | Oct 31, 2016 |
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4 moves match.