DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Trovena, LLC.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott William O'BrienTrovena, LLC. otherWorthpointe otherOtherDec 31, 2013Jun 11, 2012
Scott Alan LeonardTrovena, LLC. otherNavigoe, LLC independent RIAOtherDec 31, 2013Aug 26, 2026 (4621 d)
Eric Seiji ToyaTrovena, LLC. otherNavigoe, LLC independent RIAOtherDec 31, 2013Nov 4, 2025 (4326 d)
Christopher Paul Van SlykeTrovena, LLC. otherWorthpointe otherOtherDec 31, 2013May 2, 2013
Anthony George FerreiraTrovena, LLC. otherWorthpointe otherOtherDec 31, 2013Mar 11, 2008
Morgan Holton SmithTrovena, LLC. otherWorthpointe otherOtherDec 31, 2013Aug 23, 2010
Kathryn Virginia BroyTrovena, LLC. otherEmpowered Retirement, Inc. state registeredOtherDec 31, 2013Nov 19, 2013
Brooksher Lee MorganTrovena, LLC. otherWorthpointe otherOtherDec 31, 2013May 2, 2013
Hal Richard SchweigerTrovena, LLC. otherBlue Water Capital Management, LLC independent RIAOtherOct 17, 2008Sep 23, 2008
Terrance Anthony GreenTrovena, LLC. otherBlue Water Capital Management, LLC independent RIAOtherOct 3, 2006Mar 1, 2021 (5263 d)
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10 moves match.