DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Investment Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Martin Guidotti | Capital Investment Services, Inc. independent RIA | Hoover Financial Advisors, Inc. independent RIA | RIA to RIA | Dec 31, 2019 | Jan 10, 2020 |
| Brian C. Shevland | Capital Investment Services, Inc. other | Osaic Wealth, Inc. other | Other | Aug 23, 2004 | Dec 14, 2004 (113 d) |
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2 moves match.