DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Premier Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Aaron Volkman | Premier Wealth Advisors, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2024 | Mar 31, 2021 |
| Kenneth Walter Rickens | Premier Wealth Advisors, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2020 | Feb 10, 2020 |
| Mark Matthew Martiak | Premier Wealth Advisors, LLC independent RIA | A.G.P / Alliance Global Partners BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2019 | Aug 8, 2019 |
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3 moves match.