DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Napa Valley Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly Farwell Crane | Napa Valley Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2022 | Apr 4, 2022 |
| Earl Anthony Knecht | Napa Valley Wealth Management independent RIA | Knecht Capital Management, LLC no RAUM | RIA to a newly registered adviser | Jun 17, 2022 | Apr 4, 2022 |
| Robert Mauer | Napa Valley Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2022 | Apr 4, 2022 |
| Kelly Farwell Crane | Napa Valley Wealth Management independent RIA | Truenote Investment Advisors, Inc. no RAUM | Other | Dec 31, 2021 | Jan 17, 2017 |
| Earl Anthony Knecht | Napa Valley Wealth Management independent RIA | Cetera Advisor Networks LLC other | Other | Dec 31, 2021 | May 23, 2011 |
| Benjamin Ross Peters | Napa Valley Wealth Management other | Burton Enright Welch other | Other | Jun 22, 2016 | Mar 26, 2014 |
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6 moves match.