DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hfi Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julia Marie Connell | Hfi Wealth Management other | United Capital Financial Advisors other | Other | Apr 29, 2016 | Apr 29, 2016 |
| Archibald Robinson Hoxton | Hfi Wealth Management other | United Capital Financial Advisors other | Other | Apr 12, 2016 | Apr 5, 2016 |
| Thomas Eric Stine | Hfi Wealth Management other | Wealthcare Advisory Partners LLC other | Other | Apr 1, 2016 | May 5, 2016 (34 d) |
| Rebecca Michelle Blevins | Hfi Wealth Management other | United Capital Financial Advisors other | Other | Apr 1, 2016 | Apr 1, 2016 |
| Kelly Christine Effland | Hfi Wealth Management other | United Capital Financial Advisors other | Other | Apr 1, 2016 | Apr 1, 2016 |
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5 moves match.