DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Challenger Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luz Curiel | Challenger Wealth Management independent RIA | Invst, LLC independent RIA | RIA to RIA | Feb 16, 2023 | Apr 28, 2023 (71 d) |
| James Slayton King | Challenger Wealth Management independent RIA | Fruitage Financial LLC state registered | RIA to a state-registered adviser | Jul 29, 2016 | May 20, 2016 |
| David Samuel Lopez | Challenger Wealth Management independent RIA | Wealthcare Alliance, Inc. other | Other | Jan 15, 2010 | Jan 28, 2010 |
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3 moves match.