DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
I••••• L••
Latest filing Apr 2, 2026
First filing on the tape Feb 5, 2016 · 47 filings
SEC status approved since Feb 16, 2016
RAUM
$1.6B
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
80%
$1.3B individuals and HNW
Advisors
34
registered through the firm on IAPD
RAUM per advisor
$46.0M
derived; firm RAUM over IAPD count
Employees
65
39 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$1.6B as of Apr 2, 2026
Mar 29, 2017$124M then
HNW client RAUM$852M as of Apr 2, 2026
Mar 30, 2018$168M then
State-registered IARs (5.B.3)39 as of Apr 2, 2026
Mar 29, 20179 then
Employees (5.A)65 as of Apr 2, 2026
Mar 29, 201712 then
Private funds: no history
RAUM -12% over the last fiscal year+18% a year over threeIARs 39 to 39offices 12 to 11
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $46.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $229,556derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.8derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $106M, 303 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$852M54%
- Individuals$405M26%
- Pension and profit-sharing plans$308M20%
- Individual clients
- 1,873reported
- HNW clients
- 320reported
- Pension plan clients
- 108reported
- Charitable clients
- 0reported
- Accounts
- 6,818reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $106M for 303 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
34 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L•••• R•••• E•••••• | Brownsburg, In | May 2, 2016 | 12 y | 1 |
| S•••• A••••• J•••••Certified Financial Planner | Indianapolis, In | May 2, 2016 | 20 y | 1 |
| P•••••• C••••••••• C•••• | Indianapolis, In | Sep 16, 2016 | 14 y | 2 |
| R••• C• H•••Certified Financial Planner | Fort Wayne, In | Aug 13, 2018 | 19 y | 1 |
| T••••• P•••••• C•••••Certified Financial Planner | Indianapolis, In | Mar 8, 2019 | 13 y | 0 |
| A••••• J• O•••••Certified Financial Planner | Indianapolis, In | Mar 8, 2019 | 21 y | 2 |
| P•••• A••••• W•••• | Indianapolis, In | Nov 16, 2019 | 28 y | 1 |
| G••••••• K••• T••••• | Indianapolis, In | Oct 13, 2020 | 15 y | 0 |
| J••••• C•••••• P••••• | Indianapolis, In | Aug 30, 2021 | 19 y | 6 |
| T••• S• L••••• | Colts Neck, Nj | Jan 24, 2022 | 20 y | 1 |
| M•••••• A••• K••••• | Colts Neck, Nj | Jul 11, 2022 | 11 y | 0 |
| M•••••• J• S•••••••••Certified Financial Planner | Indianapolis, In | Mar 30, 2023 | 10 y | 1 |
| D•••• E• S••••• | Red Bank, Nj | May 3, 2023 | 13 y | 0 |
| D•••• J• M•••••• | Red Bank, Nj | May 3, 2023 | 14 y | 1 |
| J••••••••• M••••••• D•••••••• | Indianapolis, In | Jun 5, 2023 | 27 y | 0 |
| R••• A•••••• | Indianapolis, In | Aug 15, 2023 | 11 y | 0 |
| A••••• R•••Chartered Financial Analyst | Indianapolis, In | Oct 24, 2023 | 11 y | 0 |
| E••••• G••• I•• | Indianapolis, In | Feb 2, 2024 | 13 y | 2 |
| A••••• G••• | Indianapolis, In | May 7, 2024 | 14 y | 0 |
| J•••• A••••• B••••••Certified Financial Planner | Vernon Hills, Il | Jan 14, 2025 | 27 y | 9 |
| J••••• F•••••• H••• | Indianapolis, In | Jan 14, 2025 | 36 y | 2 |
| E••• P•••• H•••Certified Financial Planner | Stamford, Ct | Jan 14, 2025 | 16 y | 3 |
| J••••• S••••• | Indianapolis, In | Jan 22, 2025 | 15 y | 2 |
| N•••••••• J• W•••• | Indianapolis, In | Mar 7, 2025 | 12 y | 0 |
| E•••• A•••••• | Indianapolis, In | Jul 11, 2025 | 12 y | 0 |
| K••• G•••••• R•••••Certified Financial Planner | Indianapolis, In | Oct 5, 2025 | 10 y | 1 |
| D•••••• J••• D•••••Certified Financial Planner | Oldsmar, Fl | Dec 1, 2025 | 10 y | 1 |
| S•••• A• D••• | Sherman Oaks, Ca | Jan 2, 2026 | 15 y | 1 |
| D•••• M•••••• B••• | Red Bank, Nj | Jan 26, 2026 | 20 y | 0 |
| P••••• S•••• | Tampa, Fl | Jan 29, 2026 | 11 y | 0 |
| J••• D•••• T••••••• | Lakeland, Fl | Mar 8, 2026 | 17 y | 1 |
| B•••••• G••••• B••••Chartered Financial Consultant | Indianapolis, In | Mar 13, 2026 | 18 y | 2 |
| K••••••• A••• R•••••••• | Indianapolis, In | May 11, 2026 | 19 y | 1 |
| B•• V• D•••••• | Colts Neck, Nj | Aug 11, 2026 | 14 y | 2 |
Advisor movement
3 left, 3 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 8.8% of current headcount12 left over 36 months
Left, latest
- D•••• K•••••• M•••• to H•••• W•••••Jul 3, 2026 · RIA to a state-registered adviser
- B•••••• M••••• to T•• F•••••••• A•••••••Jan 20, 2026 · RIA to RIA
- J••••• T••• B•••••• to E••••••• F•••••••• G••••Nov 17, 2025 · RIA to RIA
- S•••••••• A••••• to E••••••• F•••••••• G••••Jun 2, 2025 · RIA to RIA
- T•••••• N••••••• H••• to E••••••• F•••••••• G••••Apr 18, 2025 · RIA to RIA
- B•••••• B•••• D•••• to I••••••••• F•••••••• P•••••••Mar 7, 2025 · RIA to affiliated broker-dealer or bank
- C••••• A••••• O•••• to E••••••• F•••••••• G••••Jan 2, 2025 · RIA to a newly registered adviser
- R••• M•••••• B•••••• to E••••••• F•••••••• G••••Jan 2, 2025 · RIA to a newly registered adviser
- C••••••••• P••• C••••• to E••••••• F•••••••• G••••Dec 20, 2024 · RIA to a newly registered adviser
- J••••••• M•••••• to E••••••• F•••••••• G••••Dec 20, 2024 · RIA to a newly registered adviser
- L•• C••••• to K••••• G••••Jul 24, 2024 · RIA to a newly registered adviser
- D••• B• M••••• to K••••• G••••Jul 24, 2024 · RIA to a newly registered adviser
- J••• J••••• L••• to S•••••••• W••••• S•••••••• L••Jan 24, 2022 · RIA to a state-registered adviser
- M•••••• J•••• D••••• to S•••••••• W••••• S•••••••• L••Jan 24, 2022 · RIA to a state-registered adviser
- M•••••• P•••••• Z•••• to Z••• I••••••••• M••••••••• L••Jul 13, 2021 · RIA to a state-registered adviser
Joined, latest
- S•••• A• D••• from P••• A••••• S••••••••• L••Jan 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- D•••••• J••• D••••• from P•••••• M••••••••• G••••• L••Dec 1, 2025 · RIA to RIA
- K••• G•••••• R••••• from V•••• F•••••••• A•••••••• L••Oct 5, 2025 · RIA to RIA
- J•••• A••••• B•••••• from N• C••••••• L••Jan 14, 2025 · RIA to RIA
- J••••• F•••••• H••• from N• C••••••• L••Jan 14, 2025 · RIA to RIA
- E••• P•••• H••• from N• C••••••• L••Jan 14, 2025 · RIA to RIA
- E••••• G••• I•• from N••••••••• M••••• I••••••••• S•••••••••Feb 2, 2024 · Other
- B•••••• M••••• from E••••• J••••Oct 1, 2023 · Affiliated broker-dealer or bank to independent RIA
- D•••• J• M•••••• from P••• A••••• S••••••••• L••May 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- J••••• S••••• from P••• A••••• S••••••••• L••May 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••• from B••••• P••••• A•••••••• L••May 2, 2023 · RIA to RIA
- L•• C••••• from C••••••••• W••••• M•••••••••Apr 28, 2023 · RIA to RIA
- M•••••• J• S••••••••• from L•• F•••••••• L••Mar 30, 2023 · Affiliated broker-dealer or bank to independent RIA
- C••••• A••••• O•••• from O•••• W••••• P•••••• C•••••• L••Feb 16, 2023 · Other
- B•• V• D•••••• from P••• A••••• S••••••••• L••Jan 24, 2022 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for E••••••• F•••••••• G••••Dec 20, 2024 · Indianapolis, In
- 2 left for S•••••••• W••••• S•••••••• L••Jan 24, 2022 · Red Bank, Nj
- 2 joined from N• C••••••• L••Jan 9, 2025 · Stamford, Ct
- 2 joined from P••• A••••• S••••••••• L••May 10, 2023 · Red Bank, Nj
- 2 joined from P••• A••••• S••••••••• L••Jan 27, 2022 · Colts Neck, Nj
- 2 joined from P••• A••••• S••••••••• L••Jan 31, 2019 · Chevy Chase, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• B•••••• · Chief Compliance Officercontrolsince 01/2026 · owns less than 5%
- J•••••• S••••• A••••• · Managing Membercontrolsince 04/2016 · owns 75% or more
- M••••• D••••• K•••••• · Chief Operating Officercontrolsince 06/2021 · owns less than 5%
- R•••• A••••• · Chief Investment Officersince 09/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 30 | 7 | 3 | 1 | |
| Colts Neck, Nj | 5 | 1 | 0 | ||
| Red Bank, Nj | 5 | 1 | 0 | ||
| Stamford, Ct | 2 | 0 | 0 | ||
| Tampa, Fl | 2 | 2 | 0 | ||
| New York, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Red Bank, NJ3 employees
- Fort Wayne, IN2 employees
- Tampa, FL2 employees
- Colts Neck, NJ2 employees
- , 1 employees
- Lafayette, IN1 employees
- Lakeland, FL1 employees
- Lakewood Ranch, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 2, 2026B••••• B•••••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2021-06-04 and 2026-04-02peers: WEALTH_I•••••••••, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 6,777 to 6,818Dec 26, 2025 to Apr 2, 2026
- Advisory activities · 4 to 5Dec 26, 2025 to Apr 2, 2026
- HNW clients · 313 to 320Dec 26, 2025 to Apr 2, 2026
- Individual clients · 2,317 to 1,873Dec 26, 2025 to Apr 2, 2026
- Pension plan clients · 115 to 108Dec 26, 2025 to Apr 2, 2026
- Assets in custody · $159M to $106MDec 26, 2025 to Apr 2, 2026
- Other offices · 12 to 11Dec 26, 2025 to Apr 2, 2026
- Discretionary RAUM · $1.3B to $1.3BDec 26, 2025 to Apr 2, 2026
- HNW RAUM · $820M to $852MDec 26, 2025 to Apr 2, 2026
- Individual RAUM · $479M to $405MDec 26, 2025 to Apr 2, 2026
- Non-discretionary RAUM · $487M to $308MDec 26, 2025 to Apr 2, 2026
- Pension RAUM · $487M to $308MDec 26, 2025 to Apr 2, 2026
- RAUM · $1.8B to $1.6BDec 26, 2025 to Apr 2, 2026
- Financial planning clients · More than 500 to More than 500Mar 27, 2025 to Jun 11, 2025
- Accounts · 5,139 to 6,777Nov 13, 2024 to Mar 27, 2025
- Advisory employees · 38 to 39Nov 13, 2024 to Mar 27, 2025
- BD registered reps · 4 to 3Nov 13, 2024 to Mar 27, 2025
- HNW clients · 229 to 313Nov 13, 2024 to Mar 27, 2025
- Individual clients · 3,729 to 2,317Nov 13, 2024 to Mar 27, 2025
- Pension plan clients · 78 to 115Nov 13, 2024 to Mar 27, 2025
- Assets in custody · $182M to $159MNov 13, 2024 to Mar 27, 2025
- Employees · 62 to 65Nov 13, 2024 to Mar 27, 2025
- State-registered IARs · 38 to 39Nov 13, 2024 to Mar 27, 2025
- Other offices · 8 to 12Nov 13, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.1B to $1.3BNov 13, 2024 to Mar 27, 2025
- HNW RAUM · $578M to $820MNov 13, 2024 to Mar 27, 2025
- Individual RAUM · $506M to $479MNov 13, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $263M to $487MNov 13, 2024 to Mar 27, 2025
- Pension RAUM · $263M to $487MNov 13, 2024 to Mar 27, 2025
- RAUM · $1.3B to $1.8BNov 13, 2024 to Mar 27, 2025
- Advisory employees · 40 to 38Mar 29, 2024 to Aug 6, 2024
- Employees · 70 to 62Mar 29, 2024 to Aug 6, 2024
- State-registered IARs · 40 to 38Mar 29, 2024 to Aug 6, 2024
- Other offices · 13 to 8Mar 29, 2024 to Aug 6, 2024
- Accounts · 5,008 to 5,139Sep 29, 2023 to Mar 26, 2024
- Advisory employees · 28 to 40Sep 29, 2023 to Mar 26, 2024
- BD registered reps · 2 to 4Sep 29, 2023 to Mar 26, 2024
- HNW clients · 157 to 229Sep 29, 2023 to Mar 26, 2024
- Individual clients · 2,248 to 3,729Sep 29, 2023 to Mar 26, 2024
- Pension plan clients · 48 to 78Sep 29, 2023 to Mar 26, 2024
Signals
29 dated events
- D•••• K•••••• M•••• left I••••• L•• for H•••• W••••• (registered 2026-06-29)Jul 3, 2026 · Advisor changed firm · fact
- B•••••• M••••• left I••••• L•• for T•• F•••••••• A••••••• (registered 2026-01-15)Jan 20, 2026 · Advisor changed firm · fact
- J••••• T••• B•••••• left I••••• L•• for E••••••• F•••••••• G•••• (registered 2025-11-12)Nov 17, 2025 · Advisor changed firm · fact
- S•••••••• A••••• left I••••• L•• for E••••••• F•••••••• G•••• (registered 2025-05-30)Jun 2, 2025 · Advisor changed firm · fact
- T•••••• N••••••• H••• left I••••• L•• for E••••••• F•••••••• G•••• (registered 2025-04-18)Apr 18, 2025 · Advisor changed firm · fact
- I••••• L•• reported RAUM $1.8B, up 33% from $1.3B (2024-11-13 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- B•••••• B•••• D•••• left I••••• L•• for I••••••••• F•••••••• P••••••• (registered 2025-02-27)Mar 7, 2025 · Advisor changed firm · fact
- 2 advisors left N• C••••••• L•• (Stamford, CT) for I••••• L•• on the same dayJan 9, 2025 · Team lift-out · derived
- C••••• A••••• O•••• left I••••• L•• for E••••••• F•••••••• G•••• (registered 2025-01-10)Jan 2, 2025 · Advisor changed firm · fact
- R••• M•••••• B•••••• left I••••• L•• for E••••••• F•••••••• G•••• (registered 2025-01-10)Jan 2, 2025 · Advisor changed firm · fact
- J••••••• M•••••• left I••••• L•• for E••••••• F•••••••• G•••• (registered 2025-01-10)Dec 20, 2024 · Advisor changed firm · fact
- C••••••••• P••• C••••• left I••••• L•• for E••••••• F•••••••• G•••• (registered 2025-01-10)Dec 20, 2024 · Advisor changed firm · fact
- 4 advisors left I••••• L•• (Indianapolis, IN) for E••••••• F•••••••• G•••• within 13 daysDec 20, 2024 · Team lift-out · derived
- I••••• L•• reported 8 offices beyond its principal office, down from 13 (2024-03-29 to 2024-08-06)Aug 6, 2024 · Office count change · derived
- D••• B• M••••• left I••••• L•• for K••••• G•••• (registered 2024-04-23)Jul 24, 2024 · Advisor changed firm · fact
- L•• C••••• left I••••• L•• for K••••• G•••• (registered 2024-07-25)Jul 24, 2024 · Advisor changed firm · fact
- I••••• L•• reported 40 state-registered advisory representatives, up from 28 (2023-09-29 to 2024-03-26)Mar 26, 2024 · Advisor headcount change · derived
- I••••• L•• reported RAUM $1.3B, up 40% from $961.1M (2023-09-29 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- 2 advisors left P••• A••••• S••••••••• L•• (Red Bank, NJ) for I••••• L•• on the same dayMay 10, 2023 · Team lift-out · derived
- I••••• L•• reported RAUM $1.0B, up 31% from $778.1M (2022-02-27 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- 2 advisors left P••• A••••• S••••••••• L•• (Colts Neck, NJ) for I••••• L•• within 5 daysJan 27, 2022 · Team lift-out · derived
- 2 advisors left I••••• L•• (Red Bank, NJ) for S•••••••• W••••• S•••••••• L•• on the same dayJan 24, 2022 · Team lift-out · derived
- J••• J••••• L••• left I••••• L•• for S•••••••• W••••• S•••••••• L•• (registered 2021-10-01)Jan 24, 2022 · Advisor changed firm · fact
- M•••••• J•••• D••••• left I••••• L•• for S•••••••• W••••• S•••••••• L•• (registered 2021-10-01)Jan 24, 2022 · Advisor changed firm · fact
- Rives Lloyd Easters (Chief Compliance Officer / Chief Investment Officer) no longer on Schedule A of I••••• L•• (listed 2021-02-16, absent 2021-06-04)Jun 4, 2021 · Control person left · inference
- Kishore Dipen Mehta (Chief Compliance Officer / Chief Operating Officer) appeared on Schedule A of I••••• L••Jun 4, 2021 · Control person joined · fact
- I••••• L•• reported RAUM $778.1M, up 37% from $569.8M (2020-06-10 to 2021-02-16)Feb 16, 2021 · RAUM change · derived
- I••••• L•• reported RAUM $569.8M, up 74% from $327.2M (2020-01-10 to 2020-03-16)Mar 16, 2020 · RAUM change · derived
- J• C••••••••• L•• filed its initial SEC registration (Form ADV)Feb 5, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/I••••-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/levine-financial-group-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- invstmy401k.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 317-202-1891reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026