DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rodgers & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Mckim Elliker | Rodgers & Associates independent RIA | Elliker Financial state registered | RIA to a state-registered adviser | Apr 30, 2025 | May 5, 2025 |
| Michael Scott Helveston | Rodgers & Associates independent RIA | Whitford Financial Planning state registered | RIA to a state-registered adviser | Mar 20, 2023 | May 9, 2023 (50 d) |
| Richard George Elias | Rodgers & Associates independent RIA | Market Street Wealth Management independent RIA | RIA to RIA | Apr 12, 2022 | May 2, 2022 |
| Patrick Ryan Kelly | Rodgers & Associates independent RIA | Aries Financial Navigators, Inc. state registered | RIA to a state-registered adviser | Feb 8, 2019 | May 9, 2019 (90 d) |
| George Christian Mauser | Rodgers & Associates other | Resource Planning Group, Ltd. other | Other | Nov 24, 2014 | Jan 29, 2015 (66 d) |
| Alan Scott Campbell | Rodgers & Associates other | Spinnaker Financial Advisors, LLC other | Other | Aug 15, 2014 | Sep 2, 2014 |
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6 moves match.