DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Baker Ellis Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jack Thomas Dukeminier | Baker Ellis Asset Management LLC independent RIA | Blue River Capital Management state registered | RIA to a state-registered adviser | Aug 21, 2023 | Nov 21, 2023 (92 d) |
| Philip Walter Bagdade | Baker Ellis Asset Management LLC independent RIA | Blue River Capital Management state registered | RIA to a state-registered adviser | Jun 20, 2023 | Nov 21, 2023 (154 d) |
| Mohammad Saeed Rahman | Baker Ellis Asset Management LLC other | Rubicon Global Group, Rubicon Global Advisors state registered | Other | May 22, 2003 | Jul 23, 2003 (62 d) |
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3 moves match.