DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nwq Investment Management Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Odell Bailey | Nwq Investment Management Company, LLC asset manager | Poplar Forest Capital LLC asset manager | Other | Aug 26, 2019 | Feb 5, 2021 (529 d) |
| Bradley David Olalde | Nwq Investment Management Company, LLC asset manager | Capital Client Group, Inc. no RAUM | Other | Aug 13, 2019 | Aug 20, 2019 |
| Moira Salmon Huck | Nwq Investment Management Company, LLC other | Rittenhouse Asset Management, Inc. unclassified | Other | Feb 7, 2003 | Feb 11, 2003 |
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3 moves match.