DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Robert Leshner And Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Max Zachary Peretzky | Robert Leshner And Associates, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Oct 1, 2014 | Mar 25, 2015 (175 d) |
| Bradley Stephen Watterson | Robert Leshner And Associates, Inc. other | Touchstone Advisors Inc other | Other | Aug 31, 2007 | Oct 4, 2007 (34 d) |
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2 moves match.