DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Prometheus Capital Management Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Joseph Novick | Prometheus Capital Management Corp. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2019 | Sep 23, 2019 |
| Paula Cooper Nangle | Prometheus Capital Management Corp. independent RIA | The Marshall Financial Group, Inc other | Other | Aug 31, 2009 | Dec 11, 2009 (102 d) |
| David Arden Emery | Prometheus Capital Management Corp. independent RIA | Univest Investments, Inc. other | Other | Apr 25, 2005 | May 6, 2005 |
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3 moves match.