DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
T•• M••••••• F•••••••• G••••• I••
Latest filing Mar 6, 2025
First filing on the tape Feb 27, 2012 · 34 filings
SEC status approved since Aug 29, 2003
RAUM
$866M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$840M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
20 advisory (5.B.1)
Offices
18
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$866M as of Mar 6, 2025
Sep 18, 2012$433M then
HNW client RAUM$746M as of Mar 6, 2025
Mar 5, 2018$558M then
State-registered IARs (5.B.3)11 as of Mar 6, 2025
Sep 18, 20120 then
Employees (5.A)20 as of Mar 6, 2025
Sep 3, 201320 then
Private funds: no history
RAUM +11% over the last fiscal year+1.2% a year over threeIARs 11 to 11offices 21 to 18
Practice profile
derived from the filing of Mar 6, 2025; every figure names its basis
- RAUM per advisor
- $78.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $548,710derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 0.6derived19 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $595M, 441 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$746M86%
- Individuals$93.4M11%
- Charitable organizations$12.6M1.5%
- Pension and profit-sharing plans$9.5M1.1%
- Corporations and businesses$4.4M0.5%
- Individual clients
- 237reported
- HNW clients
- 237reported
- Pension plan clients
- 8reported
- Charitable clients
- 20reported
- Accounts
- 1,579reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $595M for 441 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
11 left, 0 joined in 12 months
net -11 in 12 months0 left in 90 days0 joined in 90 days12 left over 36 months
Left, latest
- S••• M•••••• D••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- A•••••••• S•••••• P••••••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- J•••••• P••• D•••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- N••••••• P•••• P•••••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- T••••• M•••••• M••••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- E•••••••• A•• O••••••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- D••••• R••••• S••••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- D••••• D•••• C••••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- R•••••• S•••••• W•••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- P•••• C••••• N••••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- A••• J••••• R•••••• to C••••••• P•••••••Dec 10, 2025 · RIA to RIA
- J•••• F•••••••• M•••••• to A•••••• F••••••••• L••May 16, 2024 · RIA to RIA
- A•••••• M•••••• H•••••• to Z••••• W••••• P•••••••Feb 14, 2022 · RIA to RIA
- D•••• A•••• E•••• to P••••••• C•••••• M••••••••• C••••Apr 7, 2021 · RIA to RIA
- W•••••• G••••• L••• to R•• F•••••••• A••••••• I••Sep 7, 2018 · RIA to RIA
Joined, latest
- T••••• M•••••• M••••• from V••••••• A•••••••• I•••Feb 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- N••••••• P•••• P•••••• from T•• F•••••• G••••• L••Oct 25, 2019 · RIA to RIA
- D•••• A•••• E•••• from U•••••• I••••••••• I•••Sep 9, 2011 · Other
- P•••• C••••• N••••• from P••••••••• C•••••• M••••••••• C••••Dec 11, 2009 · Other
- A•• G•••• A••••••••• from P•••••••• S••••••••• I•••Apr 9, 2007 · Other
- W•••••• G••••• L••• from T• A••••••••• I•••May 22, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 11 left for C••••••• P•••••••Dec 10, 2025 · Doylestown, Pa · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• D•••••• D•••• · Chief Financial Officer / Chief Compliance Officer / Treasurer / Secretarycontrolsince 09/2002 · owns less than 5%
- E••••• G•••••• E• · Directorcontrolsince 02/2020 · owns less than 5%
- K••••• M•••••• F•••• · Directorcontrolsince 07/2018 · owns less than 5%
- M••••• J•••• M•••••• · Trustee Of The M••••••• Financial Group E••••••• S•••• O•••••••• Trustcontrolsince 09/2017 · owns 75% or more
- N•••••• P••••• C••••• · President/Chief Executive Officer/Directorcontrolsince 10/2016 · owns less than 5%
- R••••••• A•••• J••••• · Chief Operations Officer / Chief Investment Officercontrolsince 01/2019 · owns less than 5%
- S•••••• D•••••• R••••• · Vice Presidentcontrolsince 07/2005 · owns less than 5%
- W••••• R••••••• S•••••• · Chief P••••••• Officercontrolsince 01/2019 · owns less than 5%
Entity owners
- T•• M••••••• F•••••••• G••••• I••• E••••••• S•••• O•••••••• T•••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa | 0 | 0 | 1 | ||
| Doylestown, Pa · principal | 0 | 0 | 9 | ||
| Harleysville, Pa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- RAUM · $779M to $866MOct 16, 2024 to Mar 6, 2025
- Accounts · 1,525 to 1,579Oct 16, 2024 to Mar 6, 2025
- Advisory employees · 22 to 20Oct 16, 2024 to Mar 6, 2025
- Advisory activities · 5 to 7Oct 16, 2024 to Mar 6, 2025
- Corporate clients · 11 to 13Oct 16, 2024 to Mar 6, 2025
- HNW clients · 205 to 237Oct 16, 2024 to Mar 6, 2025
- Individual clients · 253 to 237Oct 16, 2024 to Mar 6, 2025
- Pension plan clients · unset to 8.0Oct 16, 2024 to Mar 6, 2025
- Assets in custody · $530M to $595MOct 16, 2024 to Mar 6, 2025
- Employees · 22 to 20Oct 16, 2024 to Mar 6, 2025
- Financial planning clients · 251-500 to More than 500Oct 16, 2024 to Mar 6, 2025
- Other offices · 21 to 18Oct 16, 2024 to Mar 6, 2025
- Discretionary RAUM · $779M to $865MOct 16, 2024 to Mar 6, 2025
- HNW RAUM · $663M to $746MOct 16, 2024 to Mar 6, 2025
- Individual RAUM · $99.0M to $93.4MOct 16, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $10,603 to $1.3MOct 16, 2024 to Mar 6, 2025
- Pension RAUM · $1.2M to $9.5MOct 16, 2024 to Mar 6, 2025
- Accounts · 1,500 to 1,525Oct 6, 2023 to Mar 15, 2024
- Advisory employees · 21 to 22Oct 6, 2023 to Mar 15, 2024
- Corporate clients · 12 to 11Oct 6, 2023 to Mar 15, 2024
- HNW clients · 201 to 205Oct 6, 2023 to Mar 15, 2024
- Individual clients · 254 to 253Oct 6, 2023 to Mar 15, 2024
- Assets in custody · $459M to $530MOct 6, 2023 to Mar 15, 2024
- Employees · 21 to 22Oct 6, 2023 to Mar 15, 2024
- State-registered IARs · 10 to 11Oct 6, 2023 to Mar 15, 2024
- Discretionary RAUM · $696M to $779MOct 6, 2023 to Mar 15, 2024
- HNW RAUM · $604M to $663MOct 6, 2023 to Mar 15, 2024
- Individual RAUM · $78.4M to $99.0MOct 6, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $10,566 to $10,603Oct 6, 2023 to Mar 15, 2024
- Pension RAUM · $928,668 to $1.2MOct 6, 2023 to Mar 15, 2024
- RAUM · $696M to $779MOct 6, 2023 to Mar 15, 2024
- Other offices · 20 to 21Mar 17, 2023 to Apr 17, 2023
- Accounts · 1,484 to 1,500Mar 18, 2022 to Mar 17, 2023
- Advisory employees · 19 to 21Mar 18, 2022 to Mar 17, 2023
- Advisory activities · 4 to 5Mar 18, 2022 to Mar 17, 2023
- Corporate clients · 15 to 12Mar 18, 2022 to Mar 17, 2023
- HNW clients · 224 to 201Mar 18, 2022 to Mar 17, 2023
- Individual clients · 235 to 254Mar 18, 2022 to Mar 17, 2023
- Pension plan clients · 7.0 to unsetMar 18, 2022 to Mar 17, 2023
- Assets in custody · $537M to $459MMar 18, 2022 to Mar 17, 2023
Signals
21 dated events
- T•• M••••••• F•••••••• G••••• I•• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $866.4M)Apr 1, 2026 · Left the SEC roster · derived
- T••••• M•••••• M••••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- N••••••• P•••• P•••••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- R•••••• S•••••• W•••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-02)Dec 10, 2025 · Advisor changed firm · fact
- S••• M•••••• D••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- J•••••• P••• D•••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- A•••••••• S•••••• P••••••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- D••••• D•••• C••••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-18)Dec 10, 2025 · Advisor changed firm · fact
- D••••• R••••• S••••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- P•••• C••••• N••••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- A••• J••••• R•••••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- E•••••••• A•• O••••••• left T•• M••••••• F•••••••• G••••• I•• for C••••••• P••••••• (registered 2025-12-01)Dec 10, 2025 · Advisor changed firm · fact
- T•• M••••••• F•••••••• G••••• I••'s advisors moved to C••••••• P••••••• (Doylestown, PA): 11 of 11 registered, on the same dayDec 10, 2025 · Firm absorbed (people side) · derived
- J•••• F•••••••• M•••••• left T•• M••••••• F•••••••• G••••• I•• for A•••••• F••••••••• L•• (registered 2024-09-09)May 16, 2024 · Advisor changed firm · fact
- A•••••• M•••••• H•••••• left T•• M••••••• F•••••••• G••••• I•• for Z••••• W••••• P••••••• (registered 2022-05-25)Feb 14, 2022 · Advisor changed firm · fact
- T•• M••••••• F•••••••• G••••• I•• reported 15 offices beyond its principal office, up from 0 (2020-11-13 to 2021-03-01)Mar 1, 2021 · Office count change · derived
- Ec George Evans (Director) appeared on Schedule A of T•• M••••••• F•••••••• G••••• I••Mar 4, 2020 · Control person joined · fact
- Lawrence William M••••••• (Chief Executive Officer / Director) no longer on Schedule A of T•• M••••••• F•••••••• G••••• I•• (listed 2019-11-14, absent 2020-01-09)Jan 9, 2020 · Control person left · inference
- Joseph Adam Reinert (Chief Operations Officer / Chief Investment Officer) appeared on Schedule A of T•• M••••••• F•••••••• G••••• I••Feb 28, 2019 · Control person joined · fact
- S•••••• Russell Weiss (Chief P••••••• Officer) appeared on Schedule A of T•• M••••••• F•••••••• G••••• I••Feb 28, 2019 · Control person joined · fact
- Floyd Martin Kurtz (Director) appeared on Schedule A of T•• M••••••• F•••••••• G••••• I••Feb 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026