DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Surevest Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy A Kisner | Surevest Wealth Management independent RIA | Surevest Private Wealth independent RIA | RIA to RIA | Feb 7, 2020 | Jan 31, 2020 |
| Peter R Burnham | Surevest Wealth Management independent RIA | Surevest Private Wealth independent RIA | RIA to RIA | Feb 7, 2020 | Feb 7, 2020 |
| Breanne Nicole Polonia | Surevest Wealth Management independent RIA | Surevest Private Wealth independent RIA | RIA to RIA | Feb 7, 2020 | Jan 16, 2020 |
| Luis A Galdamez | Surevest Wealth Management independent RIA | Surevest Private Wealth independent RIA | RIA to RIA | Feb 7, 2020 | Jan 16, 2020 |
| Haddy Alexander Homampour | Surevest Wealth Management independent RIA | Surevest Private Wealth independent RIA | RIA to RIA | Feb 7, 2020 | Jan 16, 2020 |
| Alexander Harrison Keller | Surevest Wealth Management independent RIA | Surevest Private Wealth independent RIA | RIA to RIA | Feb 7, 2020 | Jan 16, 2020 |
| Moriah Ranade | Surevest Wealth Management independent RIA | Surevest Private Wealth independent RIA | RIA to RIA | Feb 7, 2020 | Feb 3, 2020 |
| Levi James Brown | Surevest Wealth Management independent RIA | Surevest Private Wealth independent RIA | RIA to RIA | Feb 7, 2020 | Jan 31, 2020 |
| Christina Jenny Mangino | Surevest Wealth Management independent RIA | Purposeful Planning state registered | RIA to a state-registered adviser | Apr 5, 2019 | Jan 1, 2025 (2098 d) |
| Brandon John Nachman | Surevest Wealth Management independent RIA | Assetmark, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2018 | Apr 19, 2018 (78 d) |
| Phillip Joseph Randazzo | Surevest Wealth Management independent RIA | Interactive Financial Advisors other | Other | May 24, 2013 | May 21, 2013 |
Page 1 of 1
11 moves match.