| William Joseph Fisher | Northeast Financial Group, Inc. mixed wealth | Choreo, LLC independent RIA | RIA to RIA | Mar 5, 2026 | Mar 17, 2026 |
| Josh Robert Laychock | Northeast Financial Group, Inc. mixed wealth | Herbein Financial Group, LLC no RAUM | Other | Mar 5, 2026 | Sep 2, 2022 |
| Peter Christopher Pape | Northeast Financial Group, Inc. mixed wealth | Choreo, LLC independent RIA | RIA to RIA | Mar 5, 2026 | Mar 11, 2026 |
| Thomas Ronald Sylvester | Northeast Financial Group, Inc. mixed wealth | Choreo, LLC independent RIA | RIA to RIA | Mar 5, 2026 | Mar 11, 2026 |
| Dominic Loyola Voiland | Northeast Financial Group, Inc. mixed wealth | Choreo, LLC independent RIA | RIA to RIA | Mar 5, 2026 | Mar 12, 2026 |
| Camerone Vincent Giancaterino | Northeast Financial Group, Inc. mixed wealth | Choreo, LLC independent RIA | RIA to RIA | Mar 5, 2026 | Mar 10, 2026 |
| Kyle O'Neill | Northeast Financial Group, Inc. mixed wealth | Choreo, LLC independent RIA | RIA to RIA | Mar 5, 2026 | Mar 10, 2026 |
| Jonathan Lee Kline | Northeast Financial Group, Inc. mixed wealth | Lakewood Financial Group, LLC state registered | RIA to a state-registered adviser | Feb 2, 2026 | Jan 15, 2026 |
| Alexander Farnum Lippitt | Northeast Financial Group, Inc. mixed wealth | Lakewood Financial Group, LLC state registered | RIA to a state-registered adviser | Feb 2, 2026 | Jan 15, 2026 |
| Panos George Grivakis | Northeast Financial Group, Inc. mixed wealth | Lakewood Financial Group, LLC state registered | RIA to a state-registered adviser | Dec 31, 2025 | Jan 15, 2026 |
| Gerard Francis Clunan | Northeast Financial Group, Inc. other | Hershey Financial Advisers, LLC independent RIA | Other | May 7, 2009 | Jun 15, 2009 (39 d) |