DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nelson Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Francois Marcoux | Nelson Capital Management other | Bailard, Inc. other | Other | Dec 31, 2016 | Sep 28, 2016 |
| Blaine Carroll Townsend | Nelson Capital Management other | Bailard, Inc. other | Other | Dec 31, 2016 | Sep 28, 2016 |
| Lena M Mcquillen | Nelson Capital Management other | Bailard, Inc. independent RIA | Other | Dec 31, 2016 | Jan 5, 2021 (1466 d) |
| Jonathan Lyons Manchester | Nelson Capital Management other | Bailard, Inc. other | Other | Dec 31, 2016 | Sep 28, 2016 |
| Stephanie Wo Roncal | Nelson Capital Management other | Wells Fargo Investment Institute, Inc. other | Other | Dec 31, 2016 | Dec 4, 2021 (1799 d) |
| Suanne Marie Ramar | Nelson Capital Management other | Bailard, Inc. independent RIA | Other | Dec 31, 2016 | Sep 24, 2021 (1728 d) |
| Lisa Michele Cooper | Nelson Capital Management other | Figure 8 Investment Strategies LLC independent RIA | Other | Oct 13, 2014 | Mar 30, 2016 (534 d) |
| Sean Foley Bricmont | Nelson Capital Management other | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 3, 2006 | Jun 16, 2011 (1900 d) |
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8 moves match.