DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Social Equity Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dawn-Dyanna Dhyanna | The Social Equity Group, Inc. other | Financial West Group other | Other | Dec 23, 2025 | Dec 9, 2003 |
| Ron Freund | The Social Equity Group, Inc. other | Western International Securities other | Other | Dec 23, 2025 | Aug 21, 2017 |
| Ute Scott-Smith | The Social Equity Group, Inc. other | LPL Financial LLC BD affiliated | Other | Dec 23, 2025 | Jun 5, 2025 |
| John Paul Christian Dunnbier | The Social Equity Group, Inc. other | LPL Financial LLC BD affiliated | Other | Dec 23, 2025 | Jun 5, 2025 |
| Ute Scott-Smith | The Social Equity Group, Inc. other | Western International Securities other | Other | Jul 14, 2023 | Aug 21, 2017 |
| David Lawrence Meucci | The Social Equity Group, Inc. other | Phase Change Wealth Management LLC state registered | Other | Mar 31, 2023 | Apr 11, 2025 (742 d) |
| Ian Bernard Mcleod | The Social Equity Group, Inc. other | Communitas Financial Planning Pbc state registered | Other | Jan 18, 2012 | Jan 3, 2012 |
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7 moves match.