DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Social Equity Group, Inc.

Former SEC-registered adviserBerkeley, CaliforniaCRD 123747SEC 801-67244IAPD
Latest filing Jan 23, 2012
First filing on the tape Nov 9, 2011 · 3 filings
RAUM
$49.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$49.3M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$49.3M as of Jan 23, 2012
Nov 9, 2011$50.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 23, 2012; every figure names its basis
RAUM per advisor
$49.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$469,861derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
105reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Duncan John MeaneySan Francisco, CaJan 1, 199338 y3
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 400% of current headcount4 left over 36 months
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • John Duncan Meaney · President, Secretary, Treasurer, (10.2006) Chief Compliance Officercontrol
    since 02/1992 · owns 75% or more
  • Ron Freund · Vice President, Director Of Asset Allocation
    since 06/2000 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
San Francisco, Ca1031
Emeryville, Ca001
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 98 to 105
    Nov 18, 2011 to Jan 23, 2012
  • Insurance-licensed employees · unset to 2.0
    Nov 18, 2011 to Jan 23, 2012
  • Discretionary RAUM · $50.1M to $49.3M
    Nov 18, 2011 to Jan 23, 2012
  • RAUM · $50.1M to $49.3M
    Nov 18, 2011 to Jan 23, 2012
Signals
8 dated events
  • Dawn-Dyanna Dhyanna left The Social Equity Group, Inc. for Financial West Group (registered 2003-12-09)
    Dec 23, 2025 · Advisor changed firm · fact
  • Ron Freund left The Social Equity Group, Inc. for Western International Securities (registered 2017-08-21)
    Dec 23, 2025 · Advisor changed firm · fact
  • John Paul Christian Dunnbier left The Social Equity Group, Inc. for Lpl Financial Llc (registered 2025-06-05)
    Dec 23, 2025 · Advisor changed firm · fact
  • Ute Scott-Smith left The Social Equity Group, Inc. for Lpl Financial Llc (registered 2025-06-05)
    Dec 23, 2025 · Advisor changed firm · fact
  • 2 advisors left The Social Equity Group, Inc. (San Francisco, CA) for LPL Financial LLC on the same day
    Dec 23, 2025 · Team lift-out · derived
  • 2 advisors left Western International Securities (Campbell, CA) for The Social Equity Group, Inc. on the same day
    Jun 5, 2025 · Team lift-out · derived
  • Ute Scott-Smith left The Social Equity Group, Inc. for Western International Securities (registered 2017-08-21)
    Jul 14, 2023 · Advisor changed firm · fact
  • David Lawrence Meucci left The Social Equity Group, Inc. for Phase Change Wealth Management Llc (registered 2025-04-11)
    Mar 31, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
SOCIALEQUITY.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$49.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026