DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Plans & Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Salvador Antonio Perez | Financial Plans & Strategies, Inc. independent RIA | Totem Wealth Management LLC state registered | RIA to a state-registered adviser | May 24, 2023 | Aug 29, 2023 (97 d) |
| Evan James Stout | Financial Plans & Strategies, Inc. independent RIA | Choreo, LLC independent RIA | RIA to RIA | May 24, 2023 | Oct 19, 2023 (148 d) |
| Angela R Sodrel | Financial Plans & Strategies, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 23, 2020 | Sep 22, 2020 (91 d) |
| Patrick Myers Sullivan | Financial Plans & Strategies, Inc. other | Foundational Financial Advisors, LLC state registered | Other | Jan 3, 2018 | Aug 9, 2018 (218 d) |
| Raymond W Mark | Financial Plans & Strategies, Inc. other | Invest Financial Corporation other | Other | Nov 10, 2015 | Nov 13, 2008 |
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5 moves match.