DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ars Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Marie Facini | Ars Wealth Advisors independent RIA | Brighton Jones LLC independent RIA | RIA to RIA | Jun 16, 2021 | Aug 24, 2021 (69 d) |
| Warren Gordon Spoor | Ars Wealth Advisors other | Sagace Wealth Management independent RIA | Other | Jan 8, 2018 | Jun 10, 2020 (884 d) |
| Nathan Daniel Goad | Ars Wealth Advisors other | Cetera Investment Advisers LLC BD affiliated | Other | Nov 3, 2014 | Aug 19, 2020 (2116 d) |
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3 moves match.