DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wall Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hosler Lee Wall | Wall Advisors, Inc. independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Mar 10, 2023 | Feb 10, 2023 |
| Christopher James Mcgarvey | Wall Advisors, Inc. independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Mar 10, 2023 | Feb 8, 2023 |
| Thomas Allen Dicesare | Wall Advisors, Inc. independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Mar 10, 2023 | Feb 7, 2023 |
| Charles Taylor Foss | Wall Advisors, Inc. other | Calton & Associates, Inc. other | Other | Nov 20, 2013 | Nov 19, 2013 |
| Nathan Harold Dunham | Wall Advisors, Inc. other | Calton & Associates, Inc. other | Other | Nov 20, 2013 | Nov 19, 2013 |
| Nicolas Shane Toadvine | Wall Advisors, Inc. other | Calton & Associates, Inc. other | Other | Sep 26, 2013 | Oct 2, 2013 |
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6 moves match.