DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rice Hall James & Associates LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carlos Alejandro Salcedo | Rice Hall James & Associates LLC other | Morton Wealth independent RIA | Other | Jul 8, 2026 | Jul 14, 2026 |
| Andrew Lawrence Rothstein | Rice Hall James & Associates LLC other | RBC Rochdale, LLC BD affiliated | Other | Sep 7, 2022 | Nov 30, 2022 (84 d) |
| Eric R Fuhrman | Rice Hall James & Associates LLC other | RBC Rochdale, LLC BD affiliated | Other | May 18, 2022 | May 26, 2022 |
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3 moves match.