DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Morton Wealth

Independent wealth managerCalabasas, CaliforniaCRD 141250SEC 801-67025websiteIAPD
Legal name Morton Capital Management, LLC
Latest filing May 5, 2026
First filing on the tape Mar 28, 2012 · 50 filings
SEC status approved since Jul 1, 2006
RAUM
$3.5B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$3.2B individuals and HNW
Advisors
31
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
58
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$3.5B as of May 5, 2026
Mar 28, 2012$928M then
HNW client RAUM$2.7B as of May 5, 2026
Mar 30, 2018$1.4B then
State-registered IARs (5.B.3)30 as of May 5, 2026
Mar 26, 20130 then
Employees (5.A)58 as of May 5, 2026
Mar 26, 201322 then
Private funds1 as of May 5, 2026
Mar 28, 20121 then
RAUM +17% over the last fiscal year+13% a year over threeIARs 29 to 30
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
RAUM per advisor
$112MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
39derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.8MderivedHNW RAUM over HNW clients
Average account
$927,886derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
31.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
+3.4%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8.3%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Custody
$1.9B, 832 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.7B79%
  • Individuals$453M13%
  • Pension and profit-sharing plans$133M3.8%
  • Corporations and businesses$104M3.0%
  • Charitable organizations$36.6M1.1%
  • Pooled investment vehicles$7.0M0.2%
Individual clients
491reported
HNW clients
724reported
Pension plan clients
31reported
Charitable clients
12reported
Accounts
3,735reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$1.9B for 832 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.92 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
31 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Priscilla Ann BrehmChartered Financial ConsultantCalabasas, CaAug 30, 200629 y1
Joseph Alan SeetooCertified Financial Planner, Chartered Financial AnalystCalabasas, CaOct 15, 200727 y0
Meghan Hillary PinchukCertified Financial Planner, Chartered Financial AnalystCalabasas, CaMay 8, 200912 y0
Jeffrey SartiChartered Financial AnalystCalabasas, CaOct 10, 201122 y2
Stacey Lynn MckinnonCalabasas, CaSep 8, 201511 y0
Kevin Gregory RexCalabasas, CaSep 28, 201511 y0
Bruce Lawrence TysonCalabasas, CaFeb 19, 201611 y0
Brittany YudkowskyCertified Financial PlannerCalabasas, CaMar 27, 201711 y0
Christopher Michael GaleskiCalabasas, CaApr 10, 201816 y2
Michael RudowCalabasas, CaMay 28, 202111 y1
Austin OverholtCalabasas, CaJun 16, 202113 y0
Nadya MetsChartered Financial AnalystCalabasas, CaMar 20, 202213 y3
Patrice G BeningCertified Financial PlannerCalabasas, CaMay 6, 202221 y0
Beau Thomas WirickCalabasas, CaJan 31, 202312 y1
Nicholas ValaikaCertified Financial PlannerCalabasas, CaOct 10, 202412 y0
Elias Franchesco VeraCertified Financial Planner, Chartered Financial AnalystCalabasas, CaNov 11, 202425 y2
Morgan JulCalabasas, CaDec 9, 202410 y0
Jennifer Marie CarusoCalabasas, CaJan 1, 202516 y1
Sophie Christine Jacqueline LeahyCertified Financial PlannerCalabasas, CaMar 12, 202510 y1
Ian RennickCalabasas, CaJul 21, 202511 y0
Eric Jay SelterCalabasas, CaAug 4, 202543 y2
Sasan FaizCalabasas, CaAug 4, 202523 y1
Bryan Vito PhelanCalabasas, CaSep 30, 202511 y0
Thomas Patrick MooneyCertified Financial PlannerCalabasas, CaNov 14, 202513 y1
Michael Brian PrivettChartered Financial ConsultantCalabasas, CaJan 1, 202632 y4
Kristin DillonCertified Financial PlannerCalabasas, CaJan 13, 202614 y0
Diego GuerreroCalabasas, CaJun 7, 202611 y1
Conner HufnagelCalabasas, CaJun 26, 202610 y0
Carlos Alejandro SalcedoChartered Financial AnalystCalabasas, CaJul 14, 202612 y1
Dylan Evans DruianCalabasas, CaAug 24, 202611 y0
Amir TavakolCalabasas, CaAug 28, 202613 y1
Advisor movement
4 left, 5 joined in 12 months
net +1 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 13% of current headcount7 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
3 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Rbe Capital Partners Fund LPSecuritized Asset Fund$7.0M95Nov 1, 2021
Negative Correlation Partners, LLCno longer reportedHedge Fund$865,88344Mar 28, 2012
M83 Income Fund LLCno longer reportedOther Private Fund$00Mar 19, 2024
Owners and control persons
Schedule A and B, latest filing
  • Lynn Stacey Mckinnon · Chief Operating Officercontrol
    since 12/2017 · owns 5% to 10%
  • Hillary Meghan Pinchuk · Chief Investment Officer & Managercontrol
    since 10/2013 · owns 25% to 50%
  • Jeffrey Sarti · Ceo & Managercontrol
    since 10/2013 · owns less than 5%
  • Minkyung Sara Sarti · Trustee- The Sarti Trustcontrol
    since 06/2017 · owns less than 5%
  • Jay Eric Selter · Executive Vice President & Managercontrol
    since 07/2006 · owns less than 5%
  • Marie Lynn Selter · Trustee - Eric And Lynn Selter Family Trustcontrol
    since 10/2013 · owns less than 5%
  • Menachem Striks · Chief Compliance Officercontrol
    since 10/2020 · owns less than 5%
  • Minkyung Sara Sarti · Trusteecontrol
    since 10/2013 · owns F of The Sarti Trust
  • Marie Lynn Selter · Trusteecontrol
    since 10/2013 · owns F of Eric And Lynn Selter Family Trust
  • Faye Roxanna Morton · Trustee - Morton Family Trust
    since 10/2013 · owns less than 5%
  • Louise Jennifer Seetoo · Trustee- The C-II Trust
    since 04/2016 · owns less than 5%
  • Alan Joseph Seetoo · Wealth Advisor, Senior Vice President
    since 04/2016 · owns less than 5%
  • Faye Roxanna Morton · Trustee
    since 10/2013 · owns F of Morton Family Trust
  • Louise Jennifer Seetoo · Trustee
    since 04/2016 · owns F of C-II Trust
Entity owners
  • Eric And Lynn Selter Family Trust · Owner
    direct · owns 10% to 25%
  • The Sarti Trust · Owner
    direct · owns 25% to 50%
  • C-II Trust · Owner
    direct · owns 5% to 10%
  • Morton Family Trust · Owner
    direct · owns 5% to 10%
Related persons
Schedule D 7.A
  • Brian Howard Standing
    n
Advisers that list Morton Wealth as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Calabasas, Ca · principal3194
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 3,622 to 3,735
    May 15, 2025 to Mar 25, 2026
  • Advisory employees · 27 to 25
    May 15, 2025 to Mar 25, 2026
  • Corporate clients · 13 to 20
    May 15, 2025 to Mar 25, 2026
  • HNW clients · 666 to 724
    May 15, 2025 to Mar 25, 2026
  • Individual clients · 456 to 491
    May 15, 2025 to Mar 25, 2026
  • Pension plan clients · 34 to 31
    May 15, 2025 to Mar 25, 2026
  • Assets in custody · $2.0B to $1.9B
    May 15, 2025 to Mar 25, 2026
  • Employees · 57 to 58
    May 15, 2025 to Mar 25, 2026
  • State-registered IARs · 29 to 30
    May 15, 2025 to Mar 25, 2026
  • Discretionary RAUM · $2.9B to $3.4B
    May 15, 2025 to Mar 25, 2026
  • HNW RAUM · $2.4B to $2.7B
    May 15, 2025 to Mar 25, 2026
  • Individual RAUM · $355M to $453M
    May 15, 2025 to Mar 25, 2026
  • Non-discretionary RAUM · $27.7M to $36.6M
    May 15, 2025 to Mar 25, 2026
  • Pension RAUM · $90.0M to $133M
    May 15, 2025 to Mar 25, 2026
  • Pooled vehicle RAUM · $7.0M to $7.0M
    May 15, 2025 to Mar 25, 2026
  • RAUM · $3.0B to $3.5B
    May 15, 2025 to Mar 25, 2026
  • Financial planning clients · 51-100 to 51-100
    Mar 27, 2025 to May 15, 2025
  • Accounts · 3,523 to 3,622
    May 13, 2024 to Mar 27, 2025
  • HNW clients · 639 to 666
    May 13, 2024 to Mar 27, 2025
  • Individual clients · 447 to 456
    May 13, 2024 to Mar 27, 2025
  • Pension plan clients · 24 to 34
    May 13, 2024 to Mar 27, 2025
  • Pooled vehicle clients · 2 to 1
    May 13, 2024 to Mar 27, 2025
  • Assets in custody · $1.5B to $2.0B
    May 13, 2024 to Mar 27, 2025
  • Employees · 55 to 57
    May 13, 2024 to Mar 27, 2025
  • Financial planning clients · 101-250 to 51-100
    May 13, 2024 to Mar 27, 2025
  • Private funds · 2 to 1
    May 13, 2024 to Mar 27, 2025
  • Discretionary RAUM · $2.6B to $2.9B
    May 13, 2024 to Mar 27, 2025
  • HNW RAUM · $2.2B to $2.4B
    May 13, 2024 to Mar 27, 2025
  • Individual RAUM · $286M to $355M
    May 13, 2024 to Mar 27, 2025
  • Non-discretionary RAUM · $21.9M to $27.7M
    May 13, 2024 to Mar 27, 2025
  • Pension RAUM · $77.9M to $90.0M
    May 13, 2024 to Mar 27, 2025
  • Pooled vehicle RAUM · $8.3M to $7.0M
    May 13, 2024 to Mar 27, 2025
  • RAUM · $2.6B to $3.0B
    May 13, 2024 to Mar 27, 2025
  • Pooled vehicle clients · 1 to 2
    Mar 19, 2024 to Apr 8, 2024
  • Accounts · 3,420 to 3,523
    May 11, 2023 to Mar 19, 2024
  • Advisory employees · 26 to 27
    May 11, 2023 to Mar 19, 2024
  • Charity clients · 10 to 12
    May 11, 2023 to Mar 19, 2024
  • Corporate clients · 11 to 13
    May 11, 2023 to Mar 19, 2024
  • HNW clients · 641 to 639
    May 11, 2023 to Mar 19, 2024
  • Individual clients · 421 to 447
    May 11, 2023 to Mar 19, 2024
Signals
16 dated events
  • Nicolas Castano left Morton Wealth for Tru Independence Asset Management 2, Llc (registered 2026-04-24)
    Apr 27, 2026 · Advisor changed firm · fact
  • Hunter Pearson Daniel left Morton Wealth for Intelligence Driven Advisers, Llc (registered 2026-05-14)
    Apr 21, 2026 · Advisor changed firm · fact
  • Michael Grosslight left Morton Wealth for J.P. Morgan Securities Llc (registered 2026-05-07)
    Apr 21, 2026 · Advisor changed firm · fact
  • Kevin Michael Klein left Morton Wealth for Beacon Pointe Advisors, Llc (registered 2026-04-07)
    Dec 16, 2025 · Advisor changed firm · fact
  • Liam O'Hara left Morton Wealth for One Capital Management, Llc (registered 2025-11-16)
    Jun 16, 2025 · Advisor changed firm · fact
  • Jon Andrew Wingent left Morton Wealth for Cerity Partners Llc (registered 2025-05-29)
    May 20, 2025 · Advisor changed firm · fact
  • Thao Thien Truong left Morton Wealth for Anora Wealth (registered 2025-08-11)
    May 8, 2025 · Advisor changed firm · fact
  • Sarah Elizabeth Ellis left Morton Wealth for Curated Wealth Partners, Llc (registered 2023-06-28)
    Jun 20, 2023 · Advisor changed firm · fact
  • Olivia Denise Payne left Morton Wealth for Tamar Securities, Llc (registered 2023-06-01)
    Apr 18, 2023 · Advisor changed firm · fact
  • Lynn Richard Calvert left Morton Wealth for Wealth Ops, Llc (registered 2022-11-30)
    Sep 30, 2022 · Advisor changed firm · fact
  • Cameron Meek left Morton Wealth for Regatta Capital Group, Llc (registered 2022-09-16)
    Aug 25, 2022 · Advisor changed firm · fact
  • Lauren Nicole Salas left Morton Wealth for Mariner (registered 2022-08-18)
    Aug 18, 2022 · Advisor changed firm · fact
  • Celia Tanya Meagher left Morton Wealth for Brighton Jones Llc (registered 2025-04-29)
    Jul 5, 2022 · Advisor changed firm · fact
  • Morton Wealth reported 24 state-registered advisory representatives, up from 0 (2020-11-12 to 2021-03-24)
    Mar 24, 2021 · Advisor headcount change · derived
  • Menachem Striks (Chief Compliance Officer) appeared on Schedule A of Morton Wealth
    Nov 12, 2020 · Control person joined · fact
  • Morton Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Oct 18, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
hello@mortonwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
818-206-2906reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
818-206-2907reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
818-206-2902reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
LINKEDIN.COM/COMPANY/MORTONWEALTHreportedpublic record, Form ADV, Sep 17, 2026
Website
mortonwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
818-222-4727reportedpublic record, Form ADV, May 5, 2026
Contact form
mortonwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
mortonwealth.com/team-category/allreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$112Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026