DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nova Wealth Management Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa Ann Keiss | Nova Wealth Management Group, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Mar 17, 2020 | Mar 25, 2020 |
| James K Underwood | Nova Wealth Management Group, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Mar 17, 2020 | Mar 24, 2020 |
| Alexis Maafoh | Nova Wealth Management Group, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Mar 17, 2020 | Mar 18, 2020 |
| Cecil Pope Staton | Nova Wealth Management Group, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Mar 17, 2020 | Mar 25, 2020 |
| Kyle Kvalheim | Nova Wealth Management Group, LLC independent RIA | Kv Financial Planning unclassified | Other | May 9, 2018 | May 8, 2018 |
| Alicia Sher | Nova Wealth Management Group, LLC other | Redwood Wealth Management, LLC other | Other | Aug 1, 2017 | Feb 7, 2018 (190 d) |
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6 moves match.