DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alpha Financial Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marvin Witt Jackson | Alpha Financial Management, Inc. independent RIA | Abacus Wealth Factors, LLC state registered | RIA to a state-registered adviser | Aug 10, 2016 | Jan 30, 2017 (173 d) |
| Rhett Chase Mouchet | Alpha Financial Management, Inc. independent RIA | Strategic Financial Planning, Inc. other | Other | Jul 31, 2013 | Sep 25, 2013 (56 d) |
| Kimberly Caris Good | Alpha Financial Management, Inc. independent RIA | Kcg Investment Advisory Services LLC unclassified | Other | Mar 18, 2009 | May 6, 2009 (49 d) |
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3 moves match.