DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Van Leeuwen & Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Virag G Shah | Van Leeuwen & Company, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | May 16, 2024 |
| Jimi Bipin Shah | Van Leeuwen & Company, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | Oct 9, 2024 (103 d) |
| Jeffrey Paul Mattonelli | Van Leeuwen & Company, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | May 16, 2024 |
| Kenneth William Van Leeuwen | Van Leeuwen & Company, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 28, 2024 | May 16, 2024 |
| Jason Field | Van Leeuwen & Company, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 8, 2022 | Jul 11, 2022 (125 d) |
| Donald Michael George | Van Leeuwen & Company, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 14, 2015 | Feb 25, 2016 (195 d) |
| Charles J Maratta | Van Leeuwen & Company, LLC other | J.P. Morgan Securities LLC wirehouse | Other | Mar 7, 2014 | Apr 29, 2014 (53 d) |
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7 moves match.