DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Seascape Capital Management,LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Monica Ann Mccarthy | Seascape Capital Management,LLC independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Aug 28, 2026 | Jul 17, 2026 |
| Andrew Mark Litzerman | Seascape Capital Management,LLC independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Aug 28, 2026 | Aug 12, 2026 |
| Laurie Barrett | Seascape Capital Management,LLC independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Aug 28, 2026 | Jul 13, 2026 |
| Christian Leigh Sullivan | Seascape Capital Management,LLC independent RIA | F L Putnam Investment Management Co. independent RIA | RIA to RIA | Aug 28, 2026 | Jul 13, 2026 |
| Sarah E Schiavoni | Seascape Capital Management,LLC other | LPL Financial LLC other | Other | Jun 30, 2009 | Jul 29, 2010 (394 d) |
| Charles Bruce Riopel | Seascape Capital Management,LLC other | Charles Schwab & Co., Inc. national BD | Other | Dec 13, 2006 | Feb 5, 2008 (419 d) |
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6 moves match.