DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealthcare Alliance, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Leroy LoseyWealthcare Alliance, Inc. otherOsaic Wealth, Inc. otherOtherSep 10, 2022Feb 24, 2015
Salvatore Phillip VisoWealthcare Alliance, Inc. otherOsaic Wealth, Inc. otherOtherAug 20, 2019Jun 5, 2017
Donald James KennedyWealthcare Alliance, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherAug 20, 2019Jan 4, 2024 (1598 d)
John E AndersenWealthcare Alliance, Inc. otherOsaic Wealth, Inc. otherOtherFeb 16, 2018Dec 5, 2014
Richard Kevin WintersWealthcare Alliance, Inc. otherProfessional Planning otherOtherNov 22, 2016Apr 25, 2016
Ryan Keith GunnWealthcare Alliance, Inc. otherOsaic Wealth, Inc. otherOtherMar 18, 2015Aug 20, 2013
Charles Keith GunnWealthcare Alliance, Inc. otherWealthcare Advisory Partners LLC independent RIAOtherMar 18, 2015Aug 5, 2024 (3428 d)
Robert Ming ChowWealthcare Alliance, Inc. otherOsaic Wealth, Inc. otherOtherFeb 4, 2011Jan 4, 2011
Donald James KennedyWealthcare Alliance, Inc. otherOsaic Wealth, Inc. otherOtherDec 31, 2009Apr 27, 2005
Kenneth Alan BockWealthcare Alliance, Inc. otherProfessional Planning otherOtherJul 20, 2009Jul 28, 2009
William FuentesWealthcare Alliance, Inc. otherCentaurus Financial, Inc. BD affiliatedOtherJan 14, 2009Nov 10, 2021 (4683 d)
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11 moves match.