DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rubicon Global Group, Rubicon Global Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Blakeney Goud | Rubicon Global Group, Rubicon Global Advisors state registered | Marquam Capital state registered | Other | Aug 1, 2008 | Jul 17, 2008 |
| Hans William-Spence Powers | Rubicon Global Group, Rubicon Global Advisors state registered | Marquam Capital state registered | Other | Jul 28, 2008 | Jul 17, 2008 |
| Shawn Patrick Willard | Rubicon Global Group, Rubicon Global Advisors state registered | Orca Investment Management, LLC other | Other | Jun 29, 2007 | Jul 2, 2007 |
| Susan Shaffer Trammel | Rubicon Global Group, Rubicon Global Advisors state registered | Missionsquare Retirement institutional | Other | Sep 11, 2006 | Mar 16, 2021 (5300 d) |
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4 moves match.