DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lighthouse Financial Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Charles Poplaski | Lighthouse Financial Management, LLC independent RIA | Washington Trust Advisors independent RIA | RIA to RIA | Jul 31, 2025 | Aug 19, 2025 |
| Aaron Pleau Wade | Lighthouse Financial Management, LLC independent RIA | Washington Trust Advisors independent RIA | RIA to RIA | Jul 31, 2025 | Aug 15, 2025 |
| Larry Matthew Henderson | Lighthouse Financial Management, LLC independent RIA | Washington Trust Advisors independent RIA | RIA to RIA | Jul 31, 2025 | Aug 15, 2025 |
| Jeffrey Kohl Ludka | Lighthouse Financial Management, LLC independent RIA | Essex Financial Services, Inc. independent RIA | RIA to RIA | Jan 2, 2024 | Jan 9, 2024 |
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4 moves match.