DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Washington Trust Advisors
Legal name Washington Trust Advisors, Inc.
Latest filing May 4, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Feb 11, 1983
RAUM
$2.4B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
83%
$2.0B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$171M
derived; firm RAUM over IAPD count
Employees
21
13 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$2.4B as of May 4, 2026
Mar 30, 2012$1.6B then
HNW client RAUM$1.8B as of May 4, 2026
Mar 21, 2018$2.3B then
State-registered IARs (5.B.3)14 as of May 4, 2026
Mar 28, 201315 then
Employees (5.A)21 as of May 4, 2026
Mar 28, 201327 then
Private funds: no history
RAUM +20% over the last fiscal year+11% a year over threeIARs 9 to 14offices 1 to 2
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
- RAUM per advisor
- $171MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +56%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +56%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.8B77%
- Corporations and businesses$225M9.4%
- Individuals$159M6.7%
- Charitable organizations$94.4M3.9%
- Pension and profit-sharing plans$77.2M3.2%
- Individual clients
- 381reported
- HNW clients
- 400reported
- Pension plan clients
- 15reported
- Charitable clients
- 17reported
- Accounts
- 1,779reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Stephen ZoldyChartered Financial Analyst | New Haven, Ct | Sep 15, 2021 | 16 y | 2 |
| Thomas Nelson Ellis | New Haven, Ct | Sep 15, 2021 | 15 y | 2 |
| Constance A Velander | New Haven, Ct | Jan 7, 2022 | 19 y | 6 |
| Kathleen Ann SmithCertified Financial Planner | New Haven, Ct | Sep 13, 2022 | 34 y | 2 |
| Andrea Kelly McnamaraCertified Financial Planner | Providence, Ri | Mar 23, 2023 | 24 y | 5 |
| Peter Jonathan Secrist | New Haven, Ct | Jan 8, 2024 | 23 y | 4 |
| James Maynard | Westerly, Ri | Feb 26, 2025 | 33 y | 1 |
| Donald Raymond PrevieCertified Financial Planner | Providence, Ri | May 1, 2025 | 12 y | 0 |
| Michael SheldonCertified Financial Planner, Chartered Financial Analyst | Wellesley, Ma | Jul 8, 2025 | 31 y | 1 |
| Larry Matthew Henderson | Westerly, Ri | Aug 15, 2025 | 14 y | 1 |
| Aaron Pleau WadeCertified Financial Planner | Westerly, Ri | Aug 15, 2025 | 14 y | 2 |
| Stephen Charles PoplaskiCertified Financial Planner, Personal Financial Specialist | Westerly, Ri | Aug 19, 2025 | 43 y | 1 |
| Marilyn Joanna GentilottiCertified Financial Planner | Wellesley, Ma | Oct 28, 2025 | 20 y | 3 |
| Myra Jean TuckerChartered Financial Analyst | Wellesley, Ma | Dec 12, 2025 | 32 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Walter Henry Riester to Flagship Harbor Advisors, LLCJul 25, 2023 · RIA to RIA
- Brett Coleman Lonergan to Private Advisor Group, LLCOct 4, 2022 · RIA to affiliated broker-dealer or bank
- Ronald David Halterman to Private Advisor Group, LLCOct 4, 2022 · RIA to affiliated broker-dealer or bank
- Nicholas Thomas Rossi to Private Advisor Group, LLCOct 4, 2022 · RIA to affiliated broker-dealer or bank
- Susan Ruth Arnold to Private Advisor Group, LLCOct 4, 2022 · RIA to affiliated broker-dealer or bank
- Zachary Maxwell Clifford to Scs Capital Management LLCMar 7, 2022 · RIA to RIA
- Maria Anna Staffiere to Morgan StanleyJun 22, 2019 · RIA to wirehouse
- Kerry Paul Falco to Morgan StanleyJun 22, 2019 · RIA to wirehouse
- Matthew Douglas Biggar to Stage Harbor FinancialFeb 19, 2018 · RIA to a newly registered adviser
- Andre Matos Fernandes to Stage Harbor FinancialFeb 19, 2018 · RIA to a newly registered adviser
- William Francis Lefavor to Stage Harbor FinancialFeb 19, 2018 · RIA to a newly registered adviser
- Timothy Robert Couture to Goodman Advisory Group, LLCFeb 14, 2017 · Other
- Zachery Paul Boskovich to Ascent CapitalAug 1, 2016 · Other
- James Patrick Scanlan to Symmetry PartnersJul 7, 2016 · Other
- Brian Garrett Hennessy to Hennessy Financial ServicesJun 20, 2014 · Other
Joined, latest
- Marilyn Joanna Gentilotti from Beacon Light Planning, LLCOct 28, 2025 · Other
- Stephen Charles Poplaski from Lighthouse Financial Management, LLCAug 19, 2025 · RIA to RIA
- Aaron Pleau Wade from Lighthouse Financial Management, LLCAug 15, 2025 · RIA to RIA
- Larry Matthew Henderson from Lighthouse Financial Management, LLCAug 15, 2025 · RIA to RIA
- Michael Sheldon from Northstar Wealth Partners LLCJul 8, 2025 · Other
- James Maynard from Napatree Capital LLCFeb 26, 2025 · RIA to RIA
- Peter Jonathan Secrist from Halsey AssociatesJan 8, 2024 · RIA to RIA
- Andrea Kelly Mcnamara from Wingate Wealth Advisors, Inc.Mar 23, 2023 · RIA to RIA
- Kathleen Ann Smith from Morgan StanleySep 13, 2022 · Wirehouse to independent RIA
- Constance A Velander from Equitable Advisors, LLCJan 7, 2022 · Affiliated broker-dealer or bank to independent RIA
- Thomas Nelson Ellis from Halsey AssociatesSep 15, 2021 · RIA to RIA
- James Stephen Zoldy from Halsey AssociatesSep 15, 2021 · RIA to RIA
- Zachary Maxwell Clifford from Citizens Securities, Inc.Sep 18, 2018 · Affiliated broker-dealer or bank to independent RIA
- James Patrick Scanlan from LPL Financial LLCFeb 7, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Private Advisor Group, LLCOct 4, 2022 · Wellesley, Ma
- 2 left for Morgan StanleyJun 22, 2019 · Wellesley, Ma
- 3 left for Stage Harbor FinancialFeb 19, 2018 · Wellesley, Ma
- 3 joined from Lighthouse Financial Management, LLCJul 31, 2025 · Westerly, Ri · Firm absorbed
- 3 joined from Halsey AssociatesOct 1, 2019 · New Haven, Ct · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Olalekan Adeduji · Chief Compliance Officercontrolsince 11/2021 · owns less than 5%
- Kristen Disanto · Secretary, Clerk And Annual Report Signercontrolsince 11/2021 · owns less than 5%
- Joseph Gencarella · Directorcontrolsince 04/2024 · owns less than 5%
- Kenyon Wever Mark Gim · Directorcontrolsince 04/2023 · owns less than 5%
- Edward Handy · Directorcontrolsince 04/2014 · owns less than 5%
- Constance Howes · Directorcontrolsince 03/2022 · owns less than 5%
- Maria Janes · Controllercontrolsince 11/2021 · owns less than 5%
- Ronald Ohsberg · Chief Financial Officer And Treasurercontrolsince 06/2018 · owns less than 5%
- Sandra Parrillo · Directorcontrolsince 03/2022 · owns less than 5%
- Kathleen Ryan · Presidentcontrolsince 12/2018 · owns less than 5%
- Edwin Santos · Directorcontrolsince 03/2022 · owns less than 5%
- Peter Secrist · Managing Director And Principal Portfolio Managercontrolsince 03/2022 · owns less than 5%
- Angel Taveras · Directorcontrolsince 04/2026 · owns less than 5%
Entity owners
- The Washington Trust Company, Of Westerly · Parent Companydirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- The Washington Trust Company, Of Westerlycustodiany
Advisers that list Washington Trust Advisors as a related person
- 281212 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wellesley, Ma · principal | 7 | 2 | 0 | ||
| New Haven, Ct | 6 | 0 | 0 | ||
| Westerly, Ri | 4 | 0 | 0 | ||
| Providence, Ri | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New Haven, CT4 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 4, 2026TAVERAS, ANGEL (DIRECTOR) appeared on Schedule A between the filings of 2024-06-11 and 2026-05-04peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 4, 2026ADEDUJI, OLALEKAN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-06-11 and 2026-05-04peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing May 4, 2026HOWES, CONSTANCE (DIRECTOR) left Schedule A between the filings of 2024-06-11 and 2026-05-04peers: independent wealth managers, $1B to $5B (1,360)
- advisor count surgeChange between filings · filing Mar 20, 2026advisory representatives (Item 5.B.3) moved from 9.0 to 14.0 (+56.0%) between the annual amendments of 2025-03-24 and 2026-03-20; the peer median change was 0.0% (999 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 96% percentile
- client count surgeChange between filings · filing Mar 20, 2026individual and HNW clients (Item 5.D) moved from 501.0 to 781.0 (+56.0%) between the annual amendments of 2025-03-24 and 2026-03-20; the peer median change was +5.0% (1132 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 1,356 to 1,779Sep 3, 2025 to Mar 20, 2026
- Advisory employees · 9 to 13Sep 3, 2025 to Mar 20, 2026
- Charity clients · 25 to 17Sep 3, 2025 to Mar 20, 2026
- Corporate clients · 13 to 32Sep 3, 2025 to Mar 20, 2026
- HNW clients · 336 to 400Sep 3, 2025 to Mar 20, 2026
- Individual clients · 165 to 381Sep 3, 2025 to Mar 20, 2026
- Pension plan clients · 3 to 15Sep 3, 2025 to Mar 20, 2026
- Employees · 20 to 21Sep 3, 2025 to Mar 20, 2026
- Financial planning clients · 26-50 to 101-250Sep 3, 2025 to Mar 20, 2026
- State-registered IARs · 9 to 14Sep 3, 2025 to Mar 20, 2026
- Discretionary RAUM · $1.9B to $2.3BSep 3, 2025 to Mar 20, 2026
- HNW RAUM · $1.7B to $1.8BSep 3, 2025 to Mar 20, 2026
- Individual RAUM · $45.2M to $159MSep 3, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $61.6M to $69.1MSep 3, 2025 to Mar 20, 2026
- Pension RAUM · $9.6M to $77.2MSep 3, 2025 to Mar 20, 2026
- RAUM · $2.0B to $2.4BSep 3, 2025 to Mar 20, 2026
- Other offices · 1 to 2Mar 24, 2025 to Aug 15, 2025
- Accounts · 1,414 to 1,356Dec 11, 2024 to Mar 24, 2025
- Advisory employees · 12 to 9Dec 11, 2024 to Mar 24, 2025
- Corporate clients · 11 to 13Dec 11, 2024 to Mar 24, 2025
- HNW clients · 340 to 336Dec 11, 2024 to Mar 24, 2025
- Individual clients · 194 to 165Dec 11, 2024 to Mar 24, 2025
- Pension plan clients · 4 to 3Dec 11, 2024 to Mar 24, 2025
- Employees · 19 to 20Dec 11, 2024 to Mar 24, 2025
- Financial planning clients · 26-50 to 26-50Dec 11, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.9B to $1.9BDec 11, 2024 to Mar 24, 2025
- HNW RAUM · $1.6B to $1.7BDec 11, 2024 to Mar 24, 2025
- Individual RAUM · $55.9M to $45.2MDec 11, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $22.2M to $61.6MDec 11, 2024 to Mar 24, 2025
- Pension RAUM · $9.9M to $9.6MDec 11, 2024 to Mar 24, 2025
- RAUM · $1.9B to $2.0BDec 11, 2024 to Mar 24, 2025
- Accounts · 749 to 1,414Sep 13, 2023 to Mar 27, 2024
- Advisory employees · 16 to 12Sep 13, 2023 to Mar 27, 2024
- Charity clients · 46 to 25Sep 13, 2023 to Mar 27, 2024
- Corporate clients · 12 to 11Sep 13, 2023 to Mar 27, 2024
- HNW clients · 390 to 340Sep 13, 2023 to Mar 27, 2024
- Individual clients · 296 to 194Sep 13, 2023 to Mar 27, 2024
- Pension plan clients · 5 to 4Sep 13, 2023 to Mar 27, 2024
- Employees · 27 to 19Sep 13, 2023 to Mar 27, 2024
- Financial planning clients · 51-100 to 26-50Sep 13, 2023 to Mar 27, 2024
Signals
40 dated events
- Lighthouse Financial Management, LLC's advisors moved to Washington Trust Advisors (Westerly, RI): 3 of 3 registered, on the same dayJul 31, 2025 · Firm absorbed (people side) · derived
- Irene Kimberly Mccarthy (Chief Wealth Client Services Officer) no longer on Schedule A of Washington Trust Advisors (listed 2024-06-11, absent 2024-11-25)Nov 25, 2024 · Control person left · inference
- Joseph Gencarella (Director) appeared on Schedule A of Washington Trust AdvisorsJun 11, 2024 · Control person joined · fact
- Irene Kimberly Mccarthy (Chief Wealth Client Services Officer) appeared on Schedule A of Washington Trust AdvisorsJun 11, 2024 · Control person joined · fact
- John Bowen (Director) no longer on Schedule A of Washington Trust Advisors (listed 2024-03-27, absent 2024-06-11)Jun 11, 2024 · Control person left · inference
- Steven Crandall (Director) no longer on Schedule A of Washington Trust Advisors (listed 2024-03-27, absent 2024-06-11)Jun 11, 2024 · Control person left · inference
- Joseph Marcaurele (Director) no longer on Schedule A of Washington Trust Advisors (listed 2024-03-27, absent 2024-06-11)Jun 11, 2024 · Control person left · inference
- Peter Phillips (Executive Managing Director And Chief Investment Officer) no longer on Schedule A of Washington Trust Advisors (listed 2023-09-13, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Walter Henry Riester left Washington Trust Advisors for Flagship Harbor Advisors, Llc (registered 2023-09-11)Jul 25, 2023 · Advisor changed firm · fact
- Kenyon Wever Mark Gim (Director) appeared on Schedule A of Washington Trust AdvisorsApr 25, 2023 · Control person joined · fact
- Washington Trust Advisors reported RAUM $1.8B, down 41% from $3.0B (2022-12-20 to 2023-03-15)Mar 15, 2023 · RAUM change · derived
- Nicholas Thomas Rossi left Washington Trust Advisors for Private Advisor Group, Llc (registered 2022-09-27)Oct 4, 2022 · Advisor changed firm · fact
- Susan Ruth Arnold left Washington Trust Advisors for Private Advisor Group, Llc (registered 2022-09-27)Oct 4, 2022 · Advisor changed firm · fact
- Ronald David Halterman left Washington Trust Advisors for Private Advisor Group, Llc (registered 2022-09-27)Oct 4, 2022 · Advisor changed firm · fact
- Brett Coleman Lonergan left Washington Trust Advisors for Private Advisor Group, Llc (registered 2022-09-27)Oct 4, 2022 · Advisor changed firm · fact
- 4 advisors left Washington Trust Advisors (Wellesley, MA) for Private Advisor Group, LLC on the same dayOct 4, 2022 · Team lift-out · derived
- Washington Trust Advisors reported RAUM $3.0B, up 132% from $1.3B (2021-11-15 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Kenyon Wever Mark Gim (Director) no longer on Schedule A of Washington Trust Advisors (listed 2021-11-15, absent 2022-03-25)Mar 25, 2022 · Control person left · inference
- Gabriel Stephen Dacosta (Assistant Controller) no longer on Schedule A of Washington Trust Advisors (listed 2021-11-15, absent 2022-03-25)Mar 25, 2022 · Control person left · inference
- Constance Howes (Director) appeared on Schedule A of Washington Trust AdvisorsMar 25, 2022 · Control person joined · fact
- John Bowen (Director) appeared on Schedule A of Washington Trust AdvisorsMar 25, 2022 · Control person joined · fact
- Steven Crandall (Director) appeared on Schedule A of Washington Trust AdvisorsMar 25, 2022 · Control person joined · fact
- Joseph Marcaurele (Director) appeared on Schedule A of Washington Trust AdvisorsMar 25, 2022 · Control person joined · fact
- Sandra Parrillo (Director) appeared on Schedule A of Washington Trust AdvisorsMar 25, 2022 · Control person joined · fact
- Edwin Santos (Director) appeared on Schedule A of Washington Trust AdvisorsMar 25, 2022 · Control person joined · fact
- Peter Secrist (Managing Director And Principal Portfolio Manager) appeared on Schedule A of Washington Trust AdvisorsMar 25, 2022 · Control person joined · fact
- Zachary Maxwell Clifford left Washington Trust Advisors for Scs Capital Management Llc (registered 2022-03-31)Mar 7, 2022 · Advisor changed firm · fact
- Marie Nicole Tremblay (Chief Compliance Officer, Senior Vice President, Secretary) no longer on Schedule A of Washington Trust Advisors (listed 2021-03-26, absent 2021-11-12)Nov 12, 2021 · Control person left · inference
- Thomas Mark Kelly (Principal Financial Counselor) no longer on Schedule A of Washington Trust Advisors (listed 2021-03-26, absent 2021-11-12)Nov 12, 2021 · Control person left · inference
- Folajimi Olalekan Adeduji (Chief Compliance Officer) appeared on Schedule A of Washington Trust AdvisorsNov 12, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 203-772-0740reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 781-235-7055reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-582-1076reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/washtrustwealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WASHTRUSTWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 781-235-7055reportedpublic record, Form ADV, May 4, 2026
- Contact form
- washtrustwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- washtrustwealth.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $171Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026