DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pathways Financial Partners,Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Michael Murphy | Pathways Financial Partners,Inc. independent RIA | Mid Atlantic Financial Management, Inc. other | Other | Dec 31, 2020 | May 4, 2004 |
| Blake Stuart Davelaar | Pathways Financial Partners,Inc. independent RIA | Allworth Financial, L.P. independent RIA | RIA to RIA | Dec 31, 2020 | Jan 5, 2021 |
| Arthur John Thielen | Pathways Financial Partners,Inc. other | Evolve Securities, Inc. unclassified | Other | Nov 30, 2011 | Sep 14, 2006 |
| Deirdre Marie Kochanski | Pathways Financial Partners,Inc. other | Mid Atlantic Financial Management, Inc. other | Other | Oct 20, 2011 | May 4, 2004 |
| Patrick John Zumbusch | Pathways Financial Partners,Inc. other | Wellspring Financial Partners independent RIA | Other | Oct 20, 2011 | Sep 21, 2011 |
| Scott William Styrmoe | Pathways Financial Partners,Inc. other | Allied Portfolio Management, Inc. other | Other | Jul 9, 2008 | Sep 3, 2008 (56 d) |
| Kyle J Van Oort | Pathways Financial Partners,Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Nov 4, 2003 | Jan 30, 2004 (87 d) |
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7 moves match.