DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capstone Wealth Management Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph John Serrapede | Capstone Wealth Management Group, LLC independent RIA | Northwind Financial LLC independent RIA | RIA to RIA | Jul 28, 2026 | Jul 7, 2026 |
| Lora Lynn Leavenworth | Capstone Wealth Management Group, LLC other | Tieton Capital Management other | Other | Dec 5, 2012 | May 23, 2013 (169 d) |
| Suzanne Lynn Daniel | Capstone Wealth Management Group, LLC other | Sii Investments, Inc. other | Other | Dec 5, 2012 | Sep 8, 2015 (1007 d) |
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3 moves match.