DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lora Lynn Leavenworth
Feed of 09/14/2026
Also filed as Lora Leavenworth
At current firm
0 y
since Jun 1, 2026
In the industry
22 y
since Feb 25, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Jun 1, 2026 · Plano, Tx
- Fisher Investments independent RIASep 12, 2023 to Mar 12, 2026 · Plano, Tx
- Financial Advocates Investment Management formerDec 22, 2022 to Aug 29, 2023 · Yakima, Wa
- Fisher Investments independent RIAAug 13, 2021 to Jul 13, 2022 · Plano, Tx
- Tieton Capital Management mixed wealthMay 23, 2013 to Sep 14, 2021 · Yakima, Wa
- Capstone Wealth Management Group, LLC independent RIAFeb 25, 2004 to Dec 5, 2012 · Bend, Or
Moves
a registration end followed by a registration begin elsewhere
- Fisher Investments to Vanguard Advisers, Inc.left Mar 12, 2026, registered Jun 1, 2026 (81 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Financial Advocates Investment Management to Fisher Investmentsleft Aug 29, 2023, registered Sep 12, 2023 (14 days) · RIA to RIA
- Fisher Investments to Financial Advocates Investment Managementleft Jul 13, 2022, registered Dec 22, 2022 (162 days) · RIA to RIA
- Tieton Capital Management to Fisher Investmentsleft Sep 14, 2021, registered Aug 13, 2021 (-32 days) · RIA to RIA
- Capstone Wealth Management Group, LLC to Tieton Capital Managementleft Dec 5, 2012, registered May 23, 2013 (169 days) · Other
Signals
- Lora Lynn Leavenworth left Fisher Investments for Vanguard Advisers, Inc. (registered 2026-06-01)Mar 12, 2026 · Advisor changed firm · fact
- Lora Lynn Leavenworth left Financial Advocates Investment Management for Fisher Investments (registered 2023-09-12)Aug 29, 2023 · Advisor changed firm · fact
- Lora Lynn Leavenworth left Fisher Investments for Financial Advocates Investment Management (registered 2022-12-22)Jul 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address