DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pegaesus Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Thomas Nigrelli | Pegaesus Advisors, Inc. no RAUM | Northeast Planning Associates, Inc. other | Other | Nov 23, 2015 | Aug 1, 2012 |
| Carolyn Butler Howard | Pegaesus Advisors, Inc. no RAUM | Seacure Advisors LLC unclassified | Other | Jul 25, 2014 | Apr 7, 2014 |
| Carolyn Butler Howard | Pegaesus Advisors, Inc. no RAUM | LPL Financial LLC other | Other | Dec 31, 2011 | Oct 4, 2011 |
| John Casimir Slupski | Pegaesus Advisors, Inc. no RAUM | East Coast Asset Management, LLC other | Other | Jun 20, 2011 | Jun 24, 2011 |
| Guy Andre Beaudoin | Pegaesus Advisors, Inc. no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jan 17, 2007 | Jul 26, 2007 (190 d) |
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5 moves match.