DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from B&E Investment Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jackie Lynn Gates | B&E Investment Advisers, Inc. state registered | Valmark Advisers, Inc. BD affiliated | Other | Nov 9, 2018 | Jan 1, 2025 (2245 d) |
| Stefani Jean Fiedler | B&E Investment Advisers, Inc. state registered | Valmark Advisers, Inc. mixed wealth | Other | Nov 9, 2018 | Jun 13, 2018 |
| E Dennis Zahrbock | B&E Investment Advisers, Inc. state registered | Valmark Advisers, Inc. BD affiliated | Other | Nov 9, 2018 | Jul 19, 2021 (983 d) |
| Stephen Wayne Bowman | B&E Investment Advisers, Inc. state registered | LPL Financial LLC other | Other | Jul 10, 2014 | May 30, 2014 |
Page 1 of 1
4 moves match.