DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cornerstone Financial Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bethany Goodrich | Cornerstone Financial Planning, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2025 | Nov 25, 2025 |
| Chelsea Julie Polhemus | Cornerstone Financial Planning, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Jun 9, 2025 | Jun 26, 2025 |
| Kristen Nicole Vernace | Cornerstone Financial Planning, LLC independent RIA | Pathways Financial Planning state registered | RIA to a state-registered adviser | Oct 24, 2024 | Jan 8, 2025 (76 d) |
| Adam John Bergeron | Cornerstone Financial Planning, LLC independent RIA | The Harbor Group, Inc. independent RIA | RIA to RIA | Apr 4, 2022 | Apr 26, 2022 |
| Michelle Marie Lamb | Cornerstone Financial Planning, LLC independent RIA | Maine Advisory Associates, Inc. unclassified | Other | Apr 8, 2020 | Jun 30, 2020 (83 d) |
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5 moves match.