DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Team Wealth Planning And Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lawrence Francis Mcmanus | Team Wealth Planning And Management, Inc. other | Advisory Services Network independent RIA | Other | May 31, 2019 | May 30, 2019 |
| Rachel Byer Barker | Team Wealth Planning And Management, Inc. other | Kestra Advisory Services, LLC BD affiliated | Other | Oct 23, 2018 | Mar 5, 2020 (499 d) |
| Andrew Mark/Nicholas Bellak | Team Wealth Planning And Management, Inc. other | Stakeholders Capital independent RIA | Other | Mar 31, 2008 | Apr 17, 2009 (382 d) |
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3 moves match.