DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rogers Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Rogers | Rogers Financial no RAUM | Nrp Advisors, Inc. unclassified | Other | Dec 18, 2015 | Nov 19, 2007 |
| Jenifer Heatwole Nesselrodt | Rogers Financial no RAUM | World Investment Advisors, LLC no RAUM | Other | Dec 18, 2015 | Sep 21, 2015 |
| Raymond Eugene Gay | Rogers Financial no RAUM | World Investment Advisors, LLC no RAUM | Other | Dec 18, 2015 | Sep 17, 2015 |
| Joshua Cohen Kyger | Rogers Financial no RAUM | Ameriprise Financial Services, LLC national BD | Other | Dec 18, 2015 | Jan 7, 2016 |
| Brittney Renee Roberts Marshall | Rogers Financial no RAUM | LPL Financial LLC other | Other | Dec 18, 2015 | Jan 7, 2015 |
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5 moves match.