DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from View Capital Ria, LP
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Pallavi Srivastava | View Capital Ria, LP independent RIA | Tolleson Private Wealth Management mixed wealth | RIA to RIA | Jan 19, 2022 | Oct 7, 2024 (992 d) |
| Charles W Durham | View Capital Ria, LP other | Birnam Wood Capital, LLC independent RIA | Other | Jul 7, 2015 | Jul 17, 2015 |
| Craig Lawrence Caudle | View Capital Ria, LP other | RBC Capital Markets, LLC national BD | Other | Jan 5, 2015 | Feb 18, 2015 (44 d) |
| Michael John Gavett | View Capital Ria, LP other | Fiduciary Financial Services Wealth Management other | Other | Feb 10, 2014 | Feb 11, 2014 |
| Redding E May | View Capital Ria, LP other | Redding Holdings, LLC unclassified | Other | Jul 6, 2012 | Feb 18, 2015 (957 d) |
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5 moves match.