DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Compass Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Franford | Compass Wealth Management, LLC other | Ameritas Advisory Services BD affiliated | Other | Dec 20, 2019 | Jun 24, 2021 (552 d) |
| Theodore J Van Gerven | Compass Wealth Management, LLC other | Memento Financial Planning state registered | Other | Jun 13, 2018 | Oct 10, 2018 (119 d) |
| Tanya Elizabeth Rapacz | Compass Wealth Management, LLC other | Arthur Stein Financial, LLC independent RIA | Other | Dec 7, 2015 | Feb 7, 2019 (1158 d) |
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3 moves match.