DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Four Quadrant Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Neff | Four Quadrant Wealth Advisors, Inc. independent RIA | Financial Enhancement Group independent RIA | RIA to RIA | Sep 15, 2023 | Sep 29, 2023 |
| Colin Holmes | Four Quadrant Wealth Advisors, Inc. independent RIA | Creative Planning independent RIA | RIA to RIA | Sep 11, 2023 | Jul 20, 2023 |
| Casey James Bollock | Four Quadrant Wealth Advisors, Inc. independent RIA | Column Capital Advisors, LLC independent RIA | RIA to RIA | Apr 7, 2023 | May 11, 2022 |
| Kyle Robert Thomas | Four Quadrant Wealth Advisors, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2022 | Oct 18, 2022 (187 d) |
| Mathew Joseph Ryan | Four Quadrant Wealth Advisors, Inc. independent RIA | Bedel Financial Consulting Inc other | Other | Feb 16, 2018 | Feb 23, 2018 |
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5 moves match.