DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sterling Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Liu Sun | Sterling Wealth Management, Inc. independent RIA | Assetmark, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2026 | Jul 17, 2026 |
| Joseph Patrick Mcallister | Sterling Wealth Management, Inc. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 25, 2024 | Oct 23, 2024 |
| Edward John Anderson | Sterling Wealth Management, Inc. independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | Oct 5, 2021 | Feb 20, 2024 (868 d) |
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3 moves match.