DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carl Domino Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael J Dixon | Carl Domino Inc. other | Your Planning Partner LLC state registered | Other | Oct 4, 2016 | Aug 1, 2016 |
| Carol Anne Dixon | Carl Domino Inc. other | Your Planning Partner LLC state registered | Other | Jul 29, 2016 | Jul 13, 2016 |
| Steven Jay Rothenberg | Carl Domino Inc. other | Steinberg Global Asset Management Ltd other | Other | Mar 9, 2015 | Jun 9, 2015 (92 d) |
| Kathleen Anne Grace | Carl Domino Inc. other | Excelsior Capital Advisors, LLC other | Other | Aug 21, 2007 | Sep 12, 2007 |
| Tabitha Terese Letourneau Meyerer | Carl Domino Inc. other | Excelsior Capital Advisors, LLC other | Other | Aug 21, 2007 | Sep 12, 2007 |
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5 moves match.