DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Karp Capital Management Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter Christopher KarpKarp Capital Management Corporation independent RIAComposition Wealth, LLC independent RIARIA to RIADec 31, 2022Dec 5, 2022
Peter Wade LowdenKarp Capital Management Corporation independent RIAComposition Wealth, LLC independent RIARIA to RIADec 31, 2022Nov 1, 2022
Robert Elkins DriscollKarp Capital Management Corporation independent RIAInfinity Financial Services unclassifiedOtherDec 31, 2022Sep 5, 2019
Mark PatzerKarp Capital Management Corporation independent RIAComposition Wealth, LLC independent RIARIA to RIADec 31, 2022Nov 1, 2022
Daniel Ellmann TangKarp Capital Management Corporation independent RIAComposition Wealth, LLC independent RIARIA to RIADec 31, 2022Nov 1, 2022
Jeffrey Evan AlpertKarp Capital Management Corporation independent RIAComposition Wealth, LLC independent RIARIA to RIADec 31, 2022Nov 1, 2022
Andrew James WeberKarp Capital Management Corporation independent RIAWells Fargo Advisors wirehouseRIA to wirehouseSep 11, 2022Mar 13, 2023 (183 d)
Alfred Kam Fai CheungKarp Capital Management Corporation independent RIASand Hill Global Advisors, LLC independent RIARIA to RIAJun 27, 2022Jul 22, 2022
Andrew Edward CzajkowskiKarp Capital Management Corporation independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJan 28, 2022Mar 31, 2022 (62 d)
Erik Ryan MidasKarp Capital Management Corporation independent RIANavigation Group LLC independent RIARIA to RIAJun 1, 2020Apr 4, 2022 (672 d)
Daniel Allen BarnesKarp Capital Management Corporation otherStrait & Sound no RAUMOtherMar 12, 2018Sep 1, 2020 (904 d)
Stephen L. DobrowKarp Capital Management Corporation otherFinancial Telesis, Inc. otherOtherSep 19, 2014Sep 5, 2006
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12 moves match.